Robert Devlin
Professional summary
Robert Devlin, who also goes by Rob Devlin, Robert Woodlief Devlin, is a registered financial professional currently at HARRIS WILLIAMS located in Richmond, Virginia.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2013. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Devlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2021 - Present
HARRIS WILLIAMS
Office #1: 1001 Haxall Point 9th Floor, Richmond, VA 23219July 13, 2020 - October 5, 2021
CITIGROUP GLOBAL MARKETS INC.
June 3, 2019 - July 10, 2020
CREDIT SUISSE SECURITIES (USA) LLC
July 17, 2017 - May 7, 2019
HARRIS WILLIAMS
April 30, 2014 - July 14, 2017
COWEN AND COMPANY
July 29, 2013 - April 28, 2014
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2021)
Exams
FINRA
Current Firm
HARRIS WILLIAMS
CRD#: 113930 / SEC#: , 8-53380
Contact information
FINRA licenses (45 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BALTIMORE, ROBERT MARTIN | BOARD MEMBER / CO-CEO | 4445610 |
| HART, JASON EDWARD HEATH | FINOP | 4173982 |
| HART, JASON EDWARD HEATH | PRINCIPAL FINANCIAL OFFICER | 4173982 |
| HART, JASON EDWARD HEATH | PRINCIPAL OPERATIONS OFFICER | 4173982 |
| LONG, GEORGE PHILLIP MR. | CHIEF LEGAL OFFICER AND SECRETARY OF THE BOARD | 5094038 |
| NEUNER, JOHN IV | BOARD MEMBER / CO-CEO | 4578584 |
| POGGI, PAUL THOMAS | CHIEF OPERATING OFFICER AND BOARD MEMBER | 5277661 |
| THOMAS, MICHAEL DUANE | BOARD MEMBER | 2992653 |
| VALENTINE, EDWARD WEST | CHAIRMAN OF THE BOARD OF MANAGERS | 2399981 |
| VAN DER WAAG, ASHLEY HOGUE | CHIEF COMPLIANCE OFFICER | 3079633 |
| WILLIAMS, JULIE ANN | BOARD MEMBER | 6040587 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
HARRIS WILLIAMS
CRD#: 113930Richmond, VA 23219TRUST BUT VERIFY
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