BK
Brad Klingfus
STRATEGIC ADVISERS LLC
MATHER, CA
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CRD#: 6161287
BK
Professional summary
Brad Klingfus is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Mather, California and FIDELITY BROKERAGE SERVICES LLC located in Folsom, California.
Brad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Brad has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-121754|OrgNmn:N/A|Org Addr:Mather,California,US|OBA Nature:Fence Building|Invst Rel:N|Title:I help build fences so i guess la|Duties:Manual labor to build fences|StrtDt:07-30-25|TotHrs/mon:16|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Brad Klingfus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2600 E Bidwell St Suite 215, Folsom, CA 95630RIA
CRD#: 104555
MATHER, CA
Current
August 12, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2600 E Bidwell St Ste 200, Folsom, CA 95630BD
CRD#: 7784
Folsom, CA
Past
September 13, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ROSEVILLE, CA
Past
July 7, 2021 - August 2, 2021
FRANKLIN DISTRIBUTORS, LLC
BD
CRD#: 109064
Rancho Cordova, CA
Past
May 13, 2020 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
BD
CRD#: 13594
RANCHO CORDOVA, CA
Past
December 23, 2014 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
RANCHO CORDOVA, CA
Past
September 3, 2013 - June 18, 2014
EDWARD JONES
RIA
CRD#: 250
SACRAMENTO, CA
Past
September 3, 2013 - June 18, 2014
EDWARD JONES
BD
CRD#: 250
SACRAMENTO, CA
Past
April 30, 2013 - July 9, 2013
EDWARD JONES
BD
CRD#: 250
TEMPE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/2024)
RR
California(8/12/2021)
IAR
California(3/31/2025)
RR
Colorado(1/6/2024)
RR
Connecticut(1/6/2024)
RR
Florida(1/6/2024)
RR
Georgia(1/6/2024)
RR
Hawaii(1/6/2024)
RR
Idaho(1/6/2024)
RR
Illinois(1/6/2024)
RR
Indiana(1/6/2024)
RR
Iowa(1/6/2024)
RR
Kansas(1/6/2024)
RR
Maine(1/6/2024)
RR
Maryland(1/6/2024)
RR
Massachusetts(1/6/2024)
RR
Michigan(1/6/2024)
RR
Minnesota(1/6/2024)
RR
Missouri(1/6/2024)
RR
Montana(1/6/2024)
RR
Nebraska(1/6/2024)
RR
Nevada(1/6/2024)
RR
New Hampshire(1/6/2024)
RR
New Jersey(1/6/2024)
RR
New Mexico(1/6/2024)
RR
New York(1/6/2024)
RR
North Carolina(1/6/2024)
RR
North Dakota(1/6/2024)
RR
Ohio(1/6/2024)
RR
Oklahoma(1/6/2024)
RR
Oregon(1/6/2024)
RR
Pennsylvania(1/6/2024)
RR
Puerto Rico(1/6/2024)
RR
South Carolina(1/6/2024)
RR
South Dakota(1/6/2024)
RR
Tennessee(1/6/2024)
RR
Texas(1/6/2024)
IAR
Texas(3/31/2025)
RR
Utah(1/6/2024)
RR
Virginia(1/6/2024)
RR
Washington(1/6/2024)
RR
Wisconsin(1/6/2024)
RR
Wyoming(1/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
