Brooke Summerhill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brooke Summerhill, CFP®, who also goes by Livi Brooke Jarboe, Olivia Brooke Jarboe, Olivia Brooke Summerhill, was a registered financial professional .
Brooke is a previously registered financial professional and started their career in finance in 2013. Brooke had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 99 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2018
Experience
June 17, 2026 - July 28, 2026
FACET
November 11, 2016 - March 27, 2020
PURSHE KAPLAN STERLING INVESTMENTS
August 16, 2016 - July 27, 2020
NORTHWEST ASSET MANAGEMENT
March 26, 2013 - May 3, 2016
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
FACET
CRD#: 285961 / SEC#: 801-108767
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FACET
CRD#: 285961 / SEC#: 801-108767
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 39,720 |
| AUM (Assets Under Management) | $ 6,037,907,630 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
