Matthew J. Civello

HEADINVEST

Portland, ME 04101-4194

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CRD#: 6160969

Professional summary

Matthew John Civello is a registered financial advisor currently at HEADINVEST located in Portland, Maine.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Matthew has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADMINISTRATIVE REP OF AN RIA. INV REL, 160 HR/MO- 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew John Civello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2024 - Present

HEADINVEST

Office #1: 7 Custom House St 4th Floor, Portland, ME 04101-4194

RIA

CRD#: 140518

Portland, ME

Past

March 21, 2023 - January 26, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Biddeford, ME

Past

March 17, 2023 - January 18, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Biddeford, ME

Past

July 13, 2018 - October 8, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

November 7, 2013 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SARASOTA, FL

Past

April 16, 2013 - October 8, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

MERRIMACK, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEADINVEST

ANDROSCOGGIN SAVINGS BANK | HEADINVEST, LLC | HEADINVEST | HEAD AND ASSOCIATES, LLC | HEAD AND ASSOCIATES

CRD#: 140518 / SEC#: 801-66773

RIA

Registered Investment Advisory firm - (6/8/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(7/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/25/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 6/7/2017

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 4/26/2017

General Securities Sales Supervisor - General Module Examination

Current Firm

HEADINVEST

ANDROSCOGGIN SAVINGS BANK | HEADINVEST, LLC | HEADINVEST | HEAD AND ASSOCIATES, LLC | HEAD AND ASSOCIATES

CRD#: 140518 / SEC#: 801-66773

RIA

Registered Investment Advisory firm - (6/8/2006 Approved)

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Contact information

Main Address

7 Custom House St 4th Floor, Portland, ME 04101-4194

Mailing Address

Phone number

(207) 773-5333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HEADINVEST LLC BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,232
AUM (Assets Under Management)	$ 969,679,151

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Civello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew John Civello's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

HEADINVEST

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2013

Series 63

Date: 4/25/2013

SIE

Date: 10/1/2018

Series 7

Date: 4/15/2013

Series 9

Date: 6/7/2017

Series 10

Date: 4/26/2017

Current Firm

HEADINVEST

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEADINVEST

TRUST BUT VERIFY

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