Audrey J. Soza
Professional summary
Audrey J Soza, who also goes by Audrey Kathrine Jones, Audrey Jones, Audrey Jones Soza, is a registered financial advisor currently at CUSTOS FAMILY OFFICE LLC located in Rockport, Texas and BEACON ADVISORS located in Rockport, Texas.
Audrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Audrey has worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Audrey J Soza's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 10, 2023 - Present
CUSTOS FAMILY OFFICE LLC
November 30, 2025 - Present
BEACON ADVISORS
August 29, 2016 - September 30, 2022
WELLS FARGO SECURITIES, LLC
September 16, 2014 - April 19, 2016
WELLS FARGO SECURITIES, LLC
May 14, 2013 - August 12, 2014
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
CUSTOS FAMILY OFFICE LLC
CRD#: 294025 / SEC#: 801-117243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/10/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CUSTOS FAMILY OFFICE LLC
CRD#: 294025 / SEC#: 801-117243
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 229 |
| AUM (Assets Under Management) | $ 346,555,336 |
Red Flags
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