Paul T. Krause
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Taylor Krause was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2013. Paul had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2017 - December 31, 2021
KRAUSE WEALTH MANAGEMENT, LLC
May 26, 2016 - November 14, 2016
TCFG INVESTMENT ADVISORS, LLC
May 25, 2016 - November 14, 2016
TCFG WEALTH MANAGEMENT, LLC
March 19, 2013 - June 1, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 11, 2013 - June 1, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
KRAUSE WEALTH MANAGEMENT, LLC
CRD#: 286246 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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