TG
Thomas A. Greylak
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT
La Crosse, WI 54601
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CRD#: 6160576
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Professional summary
Thomas Andrew Greylak, who also goes by Thomas Greylak, is a registered financial advisor currently at SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC located in La Crosse, Wisconsin and LPL FINANCIAL LLC located in La Crosse, Wisconsin.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Thomas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Greylak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/25/2015: GREYLAK WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 07/01/2015 - 80 HOURS PER MONTH DURING SECURITIES TRADING. 2. 5/14/2020 - Schamberger-Greylak Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/13/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 02/24/2022 - Schamberger, Greylak & Utterback LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/21/2022- 0 Hours Per Month/0 Hours During Securities Trading. 4. 11/02/2022 - Schamberger, Greylak & Utterback Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 07/01/2022 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Schamberger, Greylak & Utterback Wealth Management, an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5)09/15/2025 - GreyFox Farm Shop - Not Investment Related - Other - Farm - Trempealeau, WI - Start Date:08/22/2025 - 20 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Andrew Greylak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2022 - Present
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC
Office #1: 3143 State Road Suite 101, La Crosse, WI 54601RIA
CRD#: 319298
La Crosse, WI
Current
June 14, 2013 - Present
LPL FINANCIAL LLC
Office #1: 3143 State Rd, Suite 101, La Crosse, WI 54601Office #2: 225 La Crosse St, La Crosse, WI 54602Office #3: 902 E 2nd Street, Suite 102, Winona, MN 55987Office #4: 11558 Freemont St, Trempealeau, WI 54661RIA
BD
CRD#: 6413
La Crosse, WI
Past
August 3, 2022 - September 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
WINONA, MN
Past
May 28, 2014 - July 27, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
WINONA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC
NEXT PORTAGE FINANCIAL, LLC | SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC
CRD#: 319298 / SEC#: 801-124799
RIA
Registered Investment Advisory firm - (5/2/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/14/2019)
RR
Colorado(9/3/2014)
RR
Florida(1/23/2024)
RR
Iowa(1/23/2024)
RR
Michigan(9/16/2019)
RR
Minnesota(10/3/2014)
IAR
Minnesota(5/3/2022)
RR
Mississippi(6/2/2023)
RR
North Carolina(7/24/2024)
RR
Ohio(1/23/2024)
RR
Oklahoma(8/31/2022)
RR
South Dakota(10/20/2017)
RR
Virginia(5/1/2020)
RR
Wisconsin(5/23/2014)
IAR
Wisconsin(5/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SG
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC
NEXT PORTAGE FINANCIAL, LLC | SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC
CRD#: 319298 / SEC#: 801-124799
RIA
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Contact information
Main Address
3143 State Road Suite 101, La Crosse, WI 54601
Mailing Address
Phone number
(608) 784-9100
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,178 |
| AUM (Assets Under Management) | $ 272,436,836 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SCHAMBERGER, GREYLAK & UTTERBACK WEALTH MANAGEMENT, LLC
CRD#: 319298La Crosse, WI 54601TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
