KM
Keith P. Marshall
HURLEY FINANCIAL GROUP
Corvallis, OR 97333
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CRD#: 6160543
KM
Professional summary
Keith Patrick Marshall, CFP® is a registered financial advisor currently at HURLEY FINANCIAL GROUP, INC. located in Corvallis, Oregon and GENEOS WEALTH MANAGEMENT, INC. located in Corvallis, Oregon.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Keith has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DBA/IAR: WILL WORK under HURLEY FINANCIAL GROUP LOCATED AT BRANCH LOCATION-40 HOURS PER WEEK. 2) OnBelay Ministries Inc - Board Member. 3) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED INSURANCE BUSINESS ONLY. 4) RENTAL INCOME. 5) MARSHALL FAMILY INVESTMENTS INC. 6) NOTARY PUBLIC.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Patrick Marshall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
February 9, 2016 - Present
HURLEY FINANCIAL GROUP, INC.
Office #1: 111 Sw 4th Street, Corvallis, OR 97333RIA
CRD#: 108983
Corvallis, OR
Current
May 4, 2015 - Present
GENEOS WEALTH MANAGEMENT, INC.
Office #1: 111 Sw 4th St, Corvallis, OR 97333RIA
BD
CRD#: 120894
Corvallis, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HURLEY FINANCIAL GROUP, INC.
DORANN ALDERIN HURLEY,DBA,HURLEY FINANCIAL GROUP | HURLEY FINANCIAL GROUP,INC. | HURLEY FINANCIAL GROUP, INC. | HURLEY FINANCIAL GROUP
CRD#: 108983 / SEC#: 801-57809
RIA
Registered Investment Advisory firm - (7/28/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2022)
RR
California(6/1/2020)
RR
Colorado(3/24/2021)
RR
Connecticut(9/30/2022)
RR
Florida(1/3/2022)
RR
Idaho(1/3/2022)
RR
Minnesota(1/3/2022)
RR
Montana(1/3/2022)
RR
Nevada(3/24/2021)
RR
New Jersey(9/11/2023)
RR
New Mexico(3/24/2021)
RR
New York(1/3/2022)
RR
Oklahoma(1/3/2022)
RR
Oregon(1/8/2016)
IAR
Oregon(2/9/2016)
RR
Washington(3/24/2021)
RR
Wyoming(1/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HF
HURLEY FINANCIAL GROUP, INC.
DORANN ALDERIN HURLEY,DBA,HURLEY FINANCIAL GROUP | HURLEY FINANCIAL GROUP,INC. | HURLEY FINANCIAL GROUP, INC. | HURLEY FINANCIAL GROUP
CRD#: 108983 / SEC#: 801-57809
RIA
Registered Investment Advisory firm - (7/28/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 Sw 4th Street, Corvallis, OR 97333
Mailing Address
Phone number
(541) 757-2331
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,509 |
| AUM (Assets Under Management) | $ 350,508,773 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HURLEY FINANCIAL GROUP, INC.
CRD#: 108983Corvallis, OR 97333TRUST BUT VERIFY
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