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Melvin Gwin Davidson

CRD# 61604·Registered 1969 - 2002
Previously Registered: Being a previously registered professional could mean that Melvin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Melvin Gwin Davidson, who also goes by Mel Davidson, was a registered financial advisor. Melvin was a previously registered financial professional and started their career in finance 1969 - 2002. Melvin had worked at 5 firms and has passed the Series 65, Series 63, Series 1, Series 4, Series 40 and Series 12 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mel Davidson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED·CRD# 14538
BD
Tampa, FL
March 11, 1998 - December 31, 2002
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
April 28, 1989 - February 27, 1998
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
March 30, 1983 - March 23, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - May 2, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
May 1, 1969 - September 26, 1978

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Current Firm

FS
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED

ACORN SECURITIES,INC. | FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED | FIRST SOUTHEASTERN SECURITIES GROUP, INC.

CRD#: 14538 / SEC#: 8-30834
BD
Terminated by SEC on 01/13/2008

Contact Information

Established

Florida since 11/04/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
HALE, HENRY ARNOLDCHAIRMAN, CEO, PRESIDENT, MUNI PRINCIPAL, TREASURER, FIN & OPS PRINCIPAL233797
DORMEYER, JACQUELINE SUECOO, EXEC V. P., EXEC REP, CCO, SECRETARY OF CORP, SROP, CROP1175898

Disclosures

Regulatory Event

1

Bond

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1980About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Apr 1969

Series 4 — Registered Options Principal Examination

Passed Aug 1978About the Series 4 exam

Series 40 — Registered Principal Examination

Passed Mar 1978

Series 12 — NYSE Branch Manager Examination

Passed Mar 1978

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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