Melvin G. Davidson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Gwin Davidson, who also goes by Mel Davidson, was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1969. Melvin had worked at 5 firms and has passed the Series 65, Series 63, Series 1, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 1998 - December 31, 2002
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
April 28, 1989 - February 27, 1998
PRUDENTIAL EQUITY GROUP, LLC
March 30, 1983 - March 23, 1989
UBS FINANCIAL SERVICES INC.
September 26, 1978 - May 2, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 1, 1969 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/25/1969
Registered Representative ExaminationSeries 40
Date: 3/10/1978
Registered Principal ExaminationSeries 12
Date: 3/9/1978
NYSE Branch Manager ExaminationCurrent Firm
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
CRD#: 14538 / SEC#: , 8-30834
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Bond | 2 |
Red Flags
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