AW
Andrew D. Walker
THRIVENT ADVISOR NETWORK
Edina, MN 55435
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CRD#: 6160395
AW
Professional summary
Andrew Douglas Walker is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Edina, Minnesota and THRIVENT INVESTMENT MANAGEMENT INC. located in Edina, Minnesota.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Andrew has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY POSITION: Sole Owner NATURE: Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2021 ADDRESS: 5321 Beachside Drive, Minnetonka MN 55343, United States DESCRIPTION: manage property, collect rent, find renters etc FIXED INSURANCE SALES POSITION: Agent/Producer NATURE: Selling/Servicing fixed insurance contract(s). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/13/2024 ADDRESS: 7760 France Ave S Suite 710, Edina MN 55435, United States DESCRIPTION: Selling/Servicing fixed insurance contract(s) BETHEL UNIVERSITY. STUDENT INVESTMENT FUND EXPERIENTIAL LEARNING PROGRAM POSITION: Professional Director NATURE: Our job is to give students the experience of working for a real asset management company. We set goals and have job descriptions for each "employee", have "performance reviews", have periodic team meetings, hold weekly office hours, and teach our leaders how to manage their teams. We do this across all 4 departments. We also run the program and interface with Bethel factulty and administrators. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2019 ADDRESS: 3900 BETHEL DRIVE, Arden Hills MN 55112, United States DESCRIPTION: TEACH/EDUCATE STUDENTS ON HOW TO ANALYZE COMPANIES AND MANAGE A PORTFOLIO, BUIL CURRICULUM FOR EXPERIENTIAL LEARNING PROGRAM, AND RUN OPERATIONS OF FUND. (FACILITATE AUDITS, OVERSEE PREP OF FINANCIAL STATEMENTS, ADVISE ON BUDGET, RECRUIT STUDENTS, STUDENT DEVELOPMENT, ETC) AS PREVIOUISLY MENTIONED, I DO NOT HAVE ABILITY TO TRADE IN THE FUND. I DO NOT HAVE THE ABILITY TO MAKE ANY RECOMMENDATIONS. I DO NOT HAVE THE ABILITY TO APPROVE/DENY ANY RECOMMENDATIONS. THESE DUTIES ARE LEFT TO FACULTY ADVISORS THRIVENT ADVISOR NETWORK, LLC (DBA PARABLE WEALTH PARTNERS) POSITION: Chief Investment Officer NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 08/27/2020 ADDRESS: 7760 France Avenue South, Ste 710, Edina MN 55435, United States DESCRIPTION: Provide investment advisory services to retail clients STORYLINE, LLC POSITION: Owner NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 7760 France Ave. S Suite 710, Edina MN 55435, United States DESCRIPTION: None (passive owner no active duties or responsibilities)" EVERGREEN SHORES HOMEOWNERS ASSOCIATION POSITION: Pond Treatment Coordinator NATURE: Our neighborhood has a homeowners association registered as a non-profit that exists to coordinate annual pond treatments for weeds. Unlike a 'normal' HOA, this HOA only collects ~$105 in dues each year from any resident desiring to have their portion of the pond treated for weeds. I do not collect funds (someone else on the board does). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 575 Vicki Lane, Shoreview MN 55126, United States DESCRIPTION: My specific role has me in charge of: A) Collecting signatures from clients on necessary forms to be submitted to the DNR B) Coordinating with a vendor on the submission of these forms and the eventual scheduling of the pond treatments. To be overly clear, the Treasurer and President collect checks from residents and complete payment. I do not handle any of the finances.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Douglas Walker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 28, 2020 - Present
THRIVENT ADVISOR NETWORK, LLC
Office #1: 7600 France Avenue S, Suite 710, Edina, MN 55435RIA
CRD#: 304569
Edina, MN
Current
August 8, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 7760 France Ave S, Edina, MN 55435RIA
BD
CRD#: 18387
Edina, MN
Past
December 17, 2020 - August 2, 2024
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Edina, MN
Past
October 27, 2014 - November 11, 2016
ROCKET CAPITAL MANAGEMENT, L.L.C.
RIA
CRD#: 128077
WAYZATA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - (7/24/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/28/2024)
IAR
Minnesota(7/28/2020)
RR
Minnesota(8/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
THRIVENT ADVISOR NETWORK, LLC
49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES
CRD#: 304569 / SEC#: 801-117013
RIA
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
Phone number
(612) 844-8444
Established
Firm type
Fiscal year end
# of Employees
139
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
