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Andrew Douglas Walker

THRIVENT ADVISOR NETWORK
Edina, MN
·CRD# 6160395·12 years experience

Professional Summary

Andrew Douglas Walker is a registered financial advisor currently at THRIVENT ADVISOR NETWORK, LLC located in Edina, Minnesota and THRIVENT INVESTMENT MANAGEMENT INC. located in Edina, Minnesota. Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Andrew has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

THRIVENT ADVISOR NETWORK, LLC·CRD# 304569
RIA
7760 France Avenue S, Suite 710, Edina, MN 55435
July 28, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
RIA
BD
7760 France Ave S, Edina, MN 55435
August 8, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Edina, MN
December 17, 2020 - August 2, 2024
ROCKET CAPITAL MANAGEMENT, L.L.C.·CRD# 128077
RIA
Wayzata, MN
October 27, 2014 - November 11, 2016

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Current Firm

TA
THRIVENT ADVISOR NETWORK, LLC

49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PEARL STREET WEALTH PARTNERS | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES

CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - SEC (7/24/2019 Approved)

Contact Information

Main Address

600 Portland Avenue South, Minneapolis, MN 55415

Phone Number

(612) 844-8444

# of Employees

119

SEC notice filing (47 States and Territories)

Registered to provide investment advisory services in 47 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAN FIRM BROCHURE (10/9/2026)

Regulatory Assets Under Management

Total Number of Accounts

25,415

AUM (Assets Under Management)

$6,835,173,774

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY POSITION: Sole Owner NATURE: Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2021 ADDRESS: 5321 Beachside Drive, Minnetonka MN 55343 DESCRIPTION: manage property, collect rent, find renters FIXED INSURANCE SALES POSITION: Agent/Producer NATURE: Selling/Servicing fixed insurance contract(s). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/13/2024 ADDRESS: 7760 France Ave S Suite 710, Edina MN 55435 DESCRIPTION: Selling/Servicing fixed insurance contract(s) THRIVENT ADVISOR NETWORK, LLC (DBA PARABLE WEALTH PARTNERS) POSITION: Chief Investment Officer NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 08/27/2020 ADDRESS: 7760 France Avenue South, Ste 710, Edina MN 55435 DESCRIPTION: Provide investment advisory services to retail clients STORYLINE, LLC POSITION: Owner NATURE: LLC is established for the expenses for TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 7760 France Ave. S Suite 710, Edina MN 55435 DESCRIPTION: None (passive owner no active duties or responsibilities) EVERGREEN SHORES HOMEOWNERS ASSOCIATION POSITION: Pond Treatment Coordinator NATURE: Our neighborhood has a homeowners association registered as a non-profit that exists to coordinate annual pond treatments for weeds. Unlike a 'normal' HOA, this HOA only collects ~$105 in dues each year from any resident desiring to have their portion of the pond treated for weeds. I do not collect funds (someone else on the board does). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 575 Vicki Lane, Shoreview MN 55126 DESCRIPTION: My specific role has me in charge of: A) Collecting signatures from clients on necessary forms to be submitted to the DNR B) Coordinating with a vendor on the submission of these forms and the eventual scheduling of the pond treatments. To be overly clear, the Treasurer and President collect checks from residents and complete payment. I do not handle any of the finances. TRAIL LIFE POSITION: Board Member NATURE: Faith-based nonprofit youth organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 5151 Program Avenue, St Paul MN 55112 DESCRIPTION: Help oversee, track, and advise on financial decisions BETHEL UNIVERSITY. STUDENT INVESTMENT FUND EXPERIENTIAL LEARNING PROGRAM POSITION: Professional Director NATURE: Provide experiential learning experience to undergraduate students through allowing them the ability to run an asset management business across various departments. INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2019 ADDRESS: 3900 BETHEL DRIVE, Arden Hills MN 55112 DESCRIPTION: I teach students to analyze companies, manage portfolios, and lead teams, while designing experiential learning curriculum and overseeing fund operations. I also interface with university leadership, but trading and investment decisions remain solely with faculty advisors and voting members of the investment committee. BETHEL UNIVERSITY FOUNDATION BOARD OF GOVERNORS POSITION: Board Member NATURE: The Bethel University Foundation provides grants to Bethel University, helps donors plan their charitable giving and supports Bethel by receiving and managing funds donated. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2026 ADDRESS: 3900 Bethel Drive, Arden Hills MN 55112 DESCRIPTION: Serve as a Board of Governors member with fiduciary and governance responsibilities, including key decision-making on resource oversight and use. On the Investment Subcommittee, oversee foundation and pension assets by reviewing consultant recommendations and monitoring performance against the Investment Policy Statement (IPS)

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
THRIVENT ADVISOR NETWORK, LLC

49 FINANCIAL GROUP | TM3 WEALTH | THRIVENT ADVISOR NETWORK, LLC | SOLOMON PRIVATE WEALTH | SEA GLASS WEALTH ADVISORS | RETIREPATH ADVISORS | PRAIRIEVIEW WEALTH PARTNERS | PITON WEALTH | PERSPECTIVE PLANNING PARTNERS | PERSPECTIVE FINANCIAL SERVICES | PEARL STREET WEALTH PARTNERS | PASSAGE WEALTH | PARABLE WEALTH PARTNERS | PALOMAR WEALTH | NORTH OAKS FINANCIAL GROUP | M25 ADVISORS | LOUIS C. CILIBERTI & ASSOCIATES, LTD | LIGHTHOUSE WEALTH PARTNERS | LANDMARK WEALTH MANAGEMENT GROUP | KEIL FINANCIAL PARTNERS | INTENTGEN FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | HILLCREST FINANCIAL GROUP | EVEXIA WEALTH | CROSSROADS FINANCIAL GROUP | CONCOURS CAPITAL ADVISORS | CEDAR COVE WEALTH PARTNERS | AWAKEN WEALTH PARTNERS | ARBORBROOK FINANCIAL CONSULTANTS | ADVENT PARTNERS | ABIDING WEALTH PARTNERS | 5280 ASSOCIATES

CRD#: 304569 / SEC#: 801-117013
RIA
Registered Investment Advisory firm - SEC (7/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(10/28/2024)
IAR
Minnesota
(7/28/2020)
RR
Minnesota
(8/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2021About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2014About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Dec 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Andrew Douglas Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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