Daniel A. Monte

SAGE TREE WEALTH

Fairport, NY 14450

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CRD#: 6160115

Professional summary

Daniel A Monte is a registered financial advisor currently at SAGE TREE WEALTH located in Fairport, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Daniel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Crump. Fixed Insurance. Not securities related. Start date 1/1/14. Agent. 4 hours devoted per month, 5 hours during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel A Monte's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 13, 2025 - Present

SAGE TREE WEALTH

Office #1: 10 East Church Street, Fairport, NY 14450

RIA

CRD#: 298951

Fairport, NY

Past

April 10, 2019 - December 31, 2024

SAGE TREE WEALTH

RIA

CRD#: 298951

FAIRPORT, NY

Past

September 5, 2013 - March 28, 2019

HARBOR CAPITAL ADVISORY SERVICES, INC.

RIA

CRD#: 146693

FAIRPORT, NY

Past

June 15, 2013 - December 31, 2015

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

FAIRPORT, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGE TREE WEALTH

SAGE TREE WEALTH | SAGE TREE WEALTH, INC.

CRD#: 298951 / SEC#: 801-114389

RIA

Registered Investment Advisory firm - (12/6/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/14/2013

General Securities Representative Examination

Current Firm

SAGE TREE WEALTH

SAGE TREE WEALTH | SAGE TREE WEALTH, INC.

CRD#: 298951 / SEC#: 801-114389

RIA

Registered Investment Advisory firm - (12/6/2018 Approved)

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Contact information

Main Address

10 East Church Street, Fairport, NY 14450

Mailing Address

Phone number

(585) 500-2579

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGE TREE WEALTH ADV PART 2 WRAP BROCHURE DOCUMENT (3/19/2025)

ADV BROCHURE DANIEL MONTE (3/19/2025)

ROBERT CHRISTENSEN PART 2B SUPPLEMENTAL (3/19/2025)

SAGE TREE WEALTH ADV PART 2 BROCHURE DOCUMENT (3/19/2025)

Regulatory assets under management

Total Number of Accounts	227
AUM (Assets Under Management)	$ 32,008,453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel A. Monte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel A Monte's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGE TREE WEALTH

SAGE TREE WEALTH

HARBOR CAPITAL ADVISORY SERVICES, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SAGE TREE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2013

SIE

Date: 12/31/2015

Series 7

Date: 6/14/2013

Current Firm

SAGE TREE WEALTH

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGE TREE WEALTH

TRUST BUT VERIFY

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