Tyler L. Rivetti

RIVETTI INVESTMENT SERVICES

Thousand Oaks, CA

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CRD#: 6159938

Professional summary

Tyler Louis Rivetti is a registered financial advisor currently at RIVETTI INVESTMENT SERVICES, LLC located in Thousand Oaks, California.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Tyler has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF BUSINESS: RIVETTI FINANCIAL GROUP, LLC; TITLE: OWNER; NATURE OF BUSINESS: OFFER FIXED INSURANCE PRODUCTS SUCH AS LIFE, HEALTH, DISABILITY, AND LONG TERM CARE; INVESTMENT RELATED. START DATE: 05/2009. HOURS DEVOTED TO THIS BUSINESS: VARIABLE HOURS PER MONTH; CAN RANGE FROM 40-100 DEPENDING ON THE NEEDS OF CLIENTS. HOURS DEVOTED DURING TRADING HOURS: VARIABLE HOURS PER MONTH; CAN RANGE FROM 10-60 DEPENDING ON THE NEEDS OF CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Louis Rivetti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2013 - Present

RIVETTI INVESTMENT SERVICES, LLC

RIA

CRD#: 166720

Thousand Oaks, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/14/2013)

IAR

Texas
(5/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/3/2013

Uniform Investment Adviser Law Examination

Current Firm

RIVETTI INVESTMENT SERVICES, LLC

RIVETTI INVESTMENT SERVICES, LLC | RIVETTI, TYLER L.

CRD#: 166720 / SEC#:

California

Registered Investment Advisory firm - (3/13/2013 Approved)

Texas

Registered Investment Advisory firm - (5/29/2018 Conditional Restricted)

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Contact information

Main Address

Thousand Oaks, CA

Mailing Address

Phone number

(818) 878-7802

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 5,288,811

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Tyler L. Rivetti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Louis Rivetti's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVETTI INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/3/2013

Current Firm

RIVETTI INVESTMENT SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIVETTI INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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