John J. Rossiter
Professional summary
John Joseph Rossiter, who also goes by Jack Joseph Rossiter, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in San Francisco, California and CNR SECURITIES, LLC located in San Francisco, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. John has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Joseph Rossiter's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2019 - Present
CITY NATIONAL ROCHDALE
Office #1: 455 Market Street, San Francisco, CA 94105March 25, 2019 - Present
CNR SECURITIES, LLC
Office #1: 455 Market Street 20th Floor, San Francisco, CA 94105March 5, 2013 - March 18, 2019
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2019)
(3/25/2019)
(2/7/2025)
(2/7/2025)
Exams
FINRA
Current Firm
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
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