Daniel J. Duckett

JAYKAY WEALTH ADVISORS | Financial Consultant

Houston, TX 77036

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CRD#: 6159757

Professional summary

Daniel Joseph Duckett, CFP® is a registered financial advisor currently at JAYKAY WEALTH ADVISORS, INC. located in Houston, Texas and LPL FINANCIAL LLC located in Houston, Texas.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Daniel has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

As an Financial Consultant, I partner with clients in order to create unique and comprehensive financial plans. My experience and dedication to my craft as well as my beliefs in trust and integrity are the foundation on which I help my clients work toward their financial goals.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Duckett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Education

University of New Orleans

Bachelor of Business Administration - Business Administration

2011

Experience

Current

March 16, 2026 - Present

JAYKAY WEALTH ADVISORS, INC.

Office #1: 6200 Savoy Dr. #300, Houston, TX 77036

RIA

CRD#: 170192

Houston, TX

Current

February 25, 2026 - Present

LPL FINANCIAL LLC

Office #1: 6200 Savoy Dr, Suite 300, Houston, TX 77036

RIA

CRD#: 6413

Houston, TX

Past

February 12, 2025 - December 19, 2025

MOTLEY FOOL WEALTH MANAGEMENT, LLC

RIA

CRD#: 165689

Houston, TX

Past

July 13, 2018 - February 4, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

HOUSTON, TX

Past

September 21, 2015 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

HOUSTON, TX

Past

April 22, 2015 - February 4, 2025

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

HOUSTON, TX

Past

May 29, 2014 - April 13, 2015

SCOTTRADE, INC.

CRD#: 8206

METAIRIE, LA

Past

May 15, 2013 - January 28, 2014

CHARLES SCHWAB & CO., INC.

CRD#: 5393

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JAYKAY WEALTH ADVISORS, INC.

JAYKAY WEALTH ADVISORS, INC | KABAD, KANCHAN | JAYKAY WEALTH ADVISORS, INC.

CRD#: 170192 / SEC#: 801-113311

RIA

Registered Investment Advisory firm - (5/31/2018 Approved)

Texas

Registered Investment Advisory firm - (6/4/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(2/25/2026)

IAR

Texas
(3/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/17/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

JAYKAY WEALTH ADVISORS, INC.

JAYKAY WEALTH ADVISORS, INC | KABAD, KANCHAN | JAYKAY WEALTH ADVISORS, INC.

CRD#: 170192 / SEC#: 801-113311

RIA

Registered Investment Advisory firm - (5/31/2018 Approved)

Texas

Registered Investment Advisory firm - (6/4/2018 Terminated)

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Contact information

Main Address

6200 Savoy Dr. #300, Houston, TX 77036

Mailing Address

Phone number

(713) 780-4575

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A APPENDIX 1 (3/6/2025)

ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	357
AUM (Assets Under Management)	$ 170,544,786

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Daniel J. Duckett

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Duckett's CRS (Customer Relationship Summary).

Certified licenses

Education

University of New Orleans

Experience

JAYKAY WEALTH ADVISORS, INC.

LPL FINANCIAL LLC

MOTLEY FOOL WEALTH MANAGEMENT, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

SCOTTRADE, INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

JAYKAY WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2015

Series 63

Date: 5/17/2013

SIE

Date: 10/1/2018

Series 7

Date: 5/14/2013

FINRA

Current Firm

JAYKAY WEALTH ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JAYKAY WEALTH ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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