Kevin K. Holmes

BLACK CARD CIRCLE

Las Vegas, NV

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CRD#: 6159506

Professional summary

Kevin Kingsley Holmes, who also goes by Kevin Holmes, is a registered financial advisor currently at BLACK CARD CIRCLE located in Las Vegas, Nevada.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Kevin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Holmes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Kingsley Holmes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2021 - Present

BLACK CARD CIRCLE

RIA

CRD#: 290342

Las Vegas, NV

Past

December 16, 2015 - June 2, 2021

WADDELL & REED

RIA

CRD#: 866

SHERMAN OAKS, CA

Past

December 16, 2015 - June 2, 2021

WADDELL & REED

CRD#: 866

SHERMAN OAKS, CA

Past

April 24, 2013 - January 13, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WESTLAKE VILLAGE, CA

Past

March 19, 2013 - January 13, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WESTLAKE VILLAGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/7/2021)

IAR

Texas
(4/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/23/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/2013

General Securities Representative Examination

Current Firm

BLACK CARD CIRCLE

BLACK CARD CIRCLE | YANG, LOTAY | RETIREMENT USA | BLACK CARD CIRCLE, LLC

CRD#: 290342 / SEC#:

California

Registered Investment Advisory firm - (1/8/2018 Approved)

Nevada

Registered Investment Advisory firm - (5/11/2021 Approved)

Texas

Registered Investment Advisory firm - (3/24/2023 Conditional Restricted)

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Contact information

Main Address

Las Vegas, NV

Mailing Address

455 E. Pebble Rd. Unit #230345, Las Vegas, NV 89123

Phone number

(818) 585-1295

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	476
AUM (Assets Under Management)	$ 83,340,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin K. Holmes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Kingsley Holmes's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACK CARD CIRCLE

WADDELL & REED

WADDELL & REED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/23/2013

SIE

Date: 10/1/2018

Series 7

Date: 3/18/2013

Current Firm

BLACK CARD CIRCLE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLACK CARD CIRCLE

TRUST BUT VERIFY

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