AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
ND

Nathan E. De La Cruz

SUMMIT GLOBAL INVESTMENTS
BOUNTIFUL, UT 84010
CRD#: 6159505
Some features on this profile are disabled
ND
Nathan Elijah De La CruzSUMMIT GLOBAL INVESTMENTS

Professional summary

Nathan Elijah De La Cruz, who also goes by Nathan Elijah De La Cruz, Nathan Elijah Delacruz, is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Bountiful, Utah.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nathan has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nathan Elijah De La Cruz | Nathan Elijah Delacruz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Elijah De La Cruz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2026 - Present

SUMMIT GLOBAL INVESTMENTS, LLC

Office #1: 620 South Main Street, Bountiful, UT 84010
RIA
CRD#: 157091
BOUNTIFUL, UT
Past

June 3, 2025 - December 31, 2025

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Clinton, UT
Past

May 27, 2025 - September 19, 2025

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Clinton, UT
Past

October 31, 2023 - October 2, 2024

SUMMIT GLOBAL INVESTMENTS, LLC

RIA
CRD#: 157091
BOUNTIFUL, UT
Past

August 30, 2013 - July 5, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
AMERICAN FORK, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA
Registered Investment Advisory firm - (5/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(3/6/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/30/2023
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/9/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/30/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 2/18/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 12/2/2022
General Securities Sales Supervisor - Options Module Examination

Current Firm

SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS

CRD#: 157091 / SEC#: 801-76631

RIA
Registered Investment Advisory firm - (5/10/2012 Approved)
Loading...

Contact information

Main Address
620 South Main Street, Bountiful, UT 84010
Mailing Address
620 South Main Street, Bountiful, UT 84010
Phone number
(888) 251-4847
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SGI BROCHURE (1/23/2026)
SGI BROCHURE (9/15/2025)
SGI BROCHURE (5/21/2025)

Regulatory assets under management

Total Number of Accounts6,923
AUM (Assets Under Management)$ 1,921,141,101

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT GLOBAL INVESTMENTS, LLC

CRD#: 157091Bountiful, UT 84010

TRUST BUT VERIFY

Monitor Nathan De La Cruz

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kyle Kaleiluakiliopu Fukuchi
Kyle FukuchiAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Farmington, UT
JL
Justin LizamaAdvisorCheck Check Mark
SIMPLE FINANCIAL, LLC
IAR
WEST JORDAN, UT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.