Carolyn Wittmann-todd

FULCRUM CAPITAL

Seattle, WA 98104

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CRD#: 6159405

Professional summary

Carolyn Wittmann-todd, who also goes by Carolyn Piper Kitchin, Carolyn Piper Wittmann-todd, Carolyn P Wittmann-todd, is a registered financial advisor currently at FULCRUM CAPITAL, LLC located in Seattle, Washington.

Carolyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Carolyn has worked at 11 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carolyn Piper Kitchin | Carolyn Piper Wittmann-Todd | Carolyn P Wittmann-Todd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Wittmann-todd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2025 - Present

FULCRUM CAPITAL, LLC

Office #1: 800 Fifth Avenue Suite 3800, Seattle, WA 98104

RIA

CRD#: 145322

Seattle, WA

Past

May 19, 2025 - October 24, 2025

THE CAPROCK GROUP, LLC

RIA

CRD#: 124272

Mercer Island, WA

Past

May 16, 2024 - October 15, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SEATTLE, WA

Past

October 15, 2019 - February 2, 2024

SUMMIT TRAIL SECURITIES, LLC

CRD#: 285784

Seattle, WA

Past

May 24, 2019 - September 9, 2019

COLDSTREAM WEALTH MANAGEMENT

RIA

CRD#: 108805

BELLEVUE, WA

Past

May 24, 2019 - September 9, 2019

COLDSTREAM SECURITIES, INC.

CRD#: 46835

BELLEVUE, WA

Past

September 14, 2018 - May 2, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Kirkland, WA

Past

September 14, 2018 - May 2, 2019

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

Kirkland, WA

Past

May 17, 2018 - August 30, 2018

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

Seattle, WA

Past

May 16, 2018 - August 30, 2018

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

Seattle, WA

Past

September 6, 2016 - April 24, 2018

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

New York, NY

Past

September 6, 2016 - April 24, 2018

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

New York, NY

Past

June 20, 2016 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

NEW YORK, NY

Past

June 20, 2016 - September 6, 2016

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

September 11, 2015 - May 26, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

September 11, 2015 - May 26, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 8, 2014 - September 2, 2015

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

PHILADELPHIA, PA

Past

August 8, 2014 - September 2, 2015

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

PHILADELPHIA, PA

Past

May 8, 2014 - July 23, 2014

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

PHILADELPHIA, PA

Past

May 8, 2014 - July 23, 2014

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

March 14, 2014 - April 15, 2014

JANNEY MONTGOMERY SCOTT LLC

RIA

CRD#: 463

PHILADELPHIA, PA

Past

September 5, 2013 - April 15, 2014

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

March 8, 2013 - July 15, 2013

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FULCRUM CAPITAL, LLC

FULCRUM CAPITAL, LLC | K & J INVESTMENTS

CRD#: 145322 / SEC#: 801-68459

RIA

Registered Investment Advisory firm - (10/23/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/14/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/26/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/6/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FULCRUM CAPITAL, LLC

FULCRUM CAPITAL, LLC | K & J INVESTMENTS

CRD#: 145322 / SEC#: 801-68459

RIA

Registered Investment Advisory firm - (10/23/2007 Approved)

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Contact information

Main Address

800 Fifth Avenue Suite 3800, Seattle, WA 98104

Mailing Address

Phone number

(206) 223-9790

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FULCRUM CAPITAL, LLC ADV 2A 03.14.2025 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	632
AUM (Assets Under Management)	$ 975,924,657

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carolyn Wittmann-todd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carolyn Wittmann-todd's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE CAPROCK GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SUMMIT TRAIL SECURITIES, LLC

COLDSTREAM WEALTH MANAGEMENT

COLDSTREAM SECURITIES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

NYLIFE DISTRIBUTORS LLC

Primary Firm SEC Registration

FULCRUM CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2025

Series 66

Date: 3/14/2014

SIE

Date: 10/1/2018

Series 7

Date: 11/26/2013

Series 6

Date: 3/6/2013

Current Firm

FULCRUM CAPITAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FULCRUM CAPITAL, LLC

TRUST BUT VERIFY

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