Don D. Ivey

INFLECTION RETIREMENT SERVICES

Santa Monica, CA

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CRD#: 6158779

Professional summary

Don Dustin Ivey is a registered financial advisor currently at INFLECTION RETIREMENT SERVICES located in Santa Monica, California and INFLECTION ADVISORS located in Camarillo, California.

Don is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Don has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Dustin Ivey also is an IAR of Inflection Retirement Services and performs pension and qualified plan advisory services for businesses.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Don Dustin Ivey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2022 - Present

INFLECTION RETIREMENT SERVICES

Office #2: 2945 Townsgate Rd Suite 200, Westlake Village, CA 91361

RIA

CRD#: 312680

Santa Monica, CA

Current

May 4, 2022 - Present

INFLECTION ADVISORS

RIA

CRD#: 288602

Camarillo, CA

Past

July 31, 2018 - May 4, 2022

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

April 14, 2016 - June 7, 2018

DFA SECURITIES LLC

CRD#: 10292

SANTA MONICA, CA

Past

May 6, 2013 - September 25, 2014

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/4/2022)

IAR

Texas
(11/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/23/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/3/2013

General Securities Representative Examination

Current Firm

INFLECTION ADVISORS

INFLECTION ADVISORS | INFLECTION WEALTH LLC | INFLECTION BUSINESS CONSULTING INC.

CRD#: 288602 / SEC#:

California

Registered Investment Advisory firm - (7/14/2017 Approved)

Colorado

Registered Investment Advisory firm - (5/17/2022 Terminated)

Texas

Registered Investment Advisory firm - (10/18/2023 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Camarillo, CA

Mailing Address

8605 Santa Monica Blvd Pmb 67737, Los Angeles, CA 90069

Phone number

(424) 326-3093

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	419
AUM (Assets Under Management)	$ 61,804,758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Don D. Ivey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Don Dustin Ivey's CRS (Customer Relationship Summary).

Certified licenses

Experience

INFLECTION RETIREMENT SERVICES

INFLECTION ADVISORS

VOYA FINANCIAL PARTNERS, LLC

DFA SECURITIES LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2022

Series 63

Date: 5/23/2013

SIE

Date: 10/1/2018

Series 7

Date: 5/3/2013

Current Firm

INFLECTION ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INFLECTION ADVISORS

TRUST BUT VERIFY

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