Braden V. Beals

NAVIAN ASSET MANAGEMENT

CINCINNATI, OH 45202

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CRD#: 6158615

Professional summary

Braden Vincent Beals, who also goes by Brady VIncent Beals, is a registered financial advisor currently at NAVIAN ASSET MANAGEMENT, LLC located in Cincinnati, Ohio and NAVIAN CAPITAL SECURITIES LLC located in Cincinnati, Ohio.

Braden is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Braden has worked at 4 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brady Vincent Beals

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Braden Vincent Beals's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 26, 2026 - Present

NAVIAN ASSET MANAGEMENT, LLC

Office #1: 425 Walnut Street Suite 2410, Cincinnati, OH 45202

RIA

CRD#: 338787

CINCINNATI, OH

Current

March 24, 2014 - Present

NAVIAN CAPITAL SECURITIES LLC

Office #1: 425 Walnut Street Suite 2500, Cincinnati, OH 45202Office #2: 425 Walnut Street Suite 250, Cincinnati, OH 45202

CRD#: 145037

CINCINNATI, OH

Current

April 6, 2021 - Present

LFT SECURITIES, LLC

Office #1: 425 Walnut Street Suite 2500, Cincinnati, OH 45202-3931

CRD#: 290210

CINCINNATI, OH

Past

April 15, 2013 - June 20, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WORTHINGTON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(3/24/2014)

IAR

Ohio
(1/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2014

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/12/2013

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NAVIAN ASSET MANAGEMENT, LLC

CRD#: 338787 / SEC#:

Ohio

Registered Investment Advisory firm - (1/26/2026 Approved)

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Contact information

Main Address

Naples, FL

Mailing Address

425 Walnut Street Suite 2500, Cincinnati, OH 45202

Phone number

(502) 417-6244

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Braden V. Beals

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Braden Vincent Beals's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVIAN ASSET MANAGEMENT, LLC

NAVIAN CAPITAL SECURITIES LLC

LFT SECURITIES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2014

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/12/2013

FINRA

Current Firm

NAVIAN ASSET MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

NAVIAN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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