JB
Jeremy M. Ballmann
STEVENS FOSTER FINANCIAL ADVISORS
Bloomington, MN 55431
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CRD#: 6158501
JB
Professional summary
Jeremy Matthew Ballmann, who also goes by Jeremy M Ballmann, Jeremy Matthew Ballmann, Jeremy Ballmann, is a registered financial advisor currently at STEVENS FOSTER FINANCIAL ADVISORS located in Bloomington, Minnesota.
Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Jeremy has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeremy M Ballmann | Jeremy Matthew Ballmann | Jeremy Ballmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Matthew Ballmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2023 - Present
STEVENS FOSTER FINANCIAL ADVISORS
Office #1: 7900 Xerxes Avenue South Suite 1800, Bloomington, MN 55431RIA
CRD#: 115752
Bloomington, MN
Past
October 30, 2020 - August 16, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Plymouth, MN
Past
June 15, 2016 - October 6, 2020
OSAIC WEALTH, INC.
BD
CRD#: 23131
BLOOMINGTON, MN
Past
July 2, 2015 - May 27, 2016
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
SAINT CLOUD, MN
Past
June 24, 2013 - December 31, 2014
PFS INVESTMENTS INC.
BD
CRD#: 10111
SAUK RAPIDS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STEVENS FOSTER FINANCIAL ADVISORS
STEVENS FOSTER FINANCIAL ADVISORS | STEVENS, FOSTER FINANCIAL SERVICES, INC.
CRD#: 115752 / SEC#: 801-80128
RIA
Registered Investment Advisory firm - (8/7/2014 Approved)Arizona
Registered Investment Advisory firm - (12/31/2005 Terminated)California
Registered Investment Advisory firm - (9/12/2014 Terminated)Florida
Registered Investment Advisory firm - (8/13/2014 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2001 Terminated)Minnesota
Registered Investment Advisory firm - (9/17/2014 Terminated)Texas
Registered Investment Advisory firm - (8/13/2014 Terminated)Wisconsin
Registered Investment Advisory firm - (8/13/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(9/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 11/29/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
SF
STEVENS FOSTER FINANCIAL ADVISORS
STEVENS FOSTER FINANCIAL ADVISORS | STEVENS, FOSTER FINANCIAL SERVICES, INC.
CRD#: 115752 / SEC#: 801-80128
RIA
Registered Investment Advisory firm - (8/7/2014 Approved)Arizona
Registered Investment Advisory firm - (12/31/2005 Terminated)California
Registered Investment Advisory firm - (9/12/2014 Terminated)Florida
Registered Investment Advisory firm - (8/13/2014 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2001 Terminated)Minnesota
Registered Investment Advisory firm - (9/17/2014 Terminated)Texas
Registered Investment Advisory firm - (8/13/2014 Terminated)Wisconsin
Registered Investment Advisory firm - (8/13/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7900 Xerxes Avenue South Suite 1800, Bloomington, MN 55431
Mailing Address
Phone number
(952) 843-4200
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,019 |
| AUM (Assets Under Management) | $ 660,761,100 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/18/2024 | ||
| 10/27/2023 | ||
| 01/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
