Anthony R. Ferguson

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CRD#: 6158449

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Robert Ferguson was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 2013. Anthony had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COLINA FINANCIAL ADVISORS LTD., NASSAU, BAHAMAS, INVESTMENT ADVISOR, CHIEF EXECUTIVE OFFICER, 03/1997 - ANSBACHER (BAHAMAS) LTD., NASSAU, BAHAMAS, PRIVATE BANK, EXECUTIVE VICE CHAIRMAN, 03/1997, 5-10 HRS - COLINA INSURANCE LTD., NASSAU, BAHAMAS, INSURANCE CO., DIRECTOR, 03/1997 - COLINA GENERAL INSURANCE AGENCY, NASSAU, BAHAMAS, INSURANCE AGENCY, DIRECTOR, 03/1997 - THE NASSAU GUARDIAN MEDIA GROUP, NASSAU, BAHAMAS, MEDIA GROUP, DIRECTOR, 01/2009

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 27, 2013 - December 31, 2022

ERGUS ASSET MANAGEMENT LTD.

RIA

CRD#: 166707

NASSAU,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ERGUS ASSET MANAGEMENT LTD.

CFAL SECURITIES INTERNATIONAL LTD. | ERGUS ASSET MANAGEMENT LTD.

CRD#: 166707 / SEC#: 801-77683

RIA

Registered Investment Advisory firm - (2/27/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ERGUS ASSET MANAGEMENT LTD.

CFAL SECURITIES INTERNATIONAL LTD. | ERGUS ASSET MANAGEMENT LTD.

CRD#: 166707 / SEC#: 801-77683

RIA

Registered Investment Advisory firm - (2/27/2013 Approved)

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Contact information

Main Address

308 East Bay Street 3rd Floor, Nassau, CB 12407

Mailing Address

308 East Bay Street 3rd Floor, Nassau, CB 12407

Phone number

(242) 502-7031

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (2/20/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony R. Ferguson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ERGUS ASSET MANAGEMENT LTD.

Primary Firm SEC Registration

ERGUS ASSET MANAGEMENT LTD.

State Registrations and Notice Filings

Exams

Current Firm

ERGUS ASSET MANAGEMENT LTD.

Contact information

Documents

Part 2 Brochures

Red Flags

Company Information

ERGUS ASSET MANAGEMENT LTD.

TRUST BUT VERIFY

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