Christopher E. Pawlowski

WELLSPRING ADVISORS

Hillsboro, OR 97124

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CRD#: 6157861

Professional summary

Christopher Edward Paul Pawlowski, CFP® is a registered financial advisor currently at WELLSPRING ADVISORS, INC. located in Hillsboro, Oregon.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christopher has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Edward Paul Pawlowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 30, 2020 - Present

WELLSPRING ADVISORS, INC.

Office #1: 4660 Ne Belknap Court, Suite 221, Hillsboro, OR 97124

RIA

CRD#: 147861

Hillsboro, OR

Past

February 10, 2020 - October 30, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

HILLSBORO, OR

Past

February 7, 2020 - October 30, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

HILLSBORO, OR

Past

February 19, 2015 - September 10, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

BAKERSFIELD, CA

Past

December 18, 2014 - September 10, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

BAKERSFIELD, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLSPRING ADVISORS, INC.

CRD#: 147861 / SEC#: 801-120308

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

Oregon

Registered Investment Advisory firm - (10/27/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(10/30/2020)

IAR

Texas
(11/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/13/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/18/2014

General Securities Representative Examination

Current Firm

WELLSPRING ADVISORS, INC.

CRD#: 147861 / SEC#: 801-120308

RIA

Registered Investment Advisory firm - (2/12/2021 Approved)

Oregon

Registered Investment Advisory firm - (10/27/2021 Terminated)

Washington

Registered Investment Advisory firm - (6/8/2020 Terminated)

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Contact information

Main Address

4660 Ne Belknap Court Suite 221, Hillsboro, OR 97124

Mailing Address

Phone number

(503) 714-9531

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLSPRING ADVISORS, INC. DBA WELLSTONE WEALTH MANAGEMENT - FORM ADV PART 2A (3/20/2025)

WELLSPRING ADVISORS, INC. DBA SPRINGSOURCE WEALTH ADVISORS - FORM ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	919
AUM (Assets Under Management)	$ 198,176,650

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher E. Pawlowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Edward Paul Pawlowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WELLSPRING ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/13/2015

SIE

Date: 10/1/2018

Series 7

Date: 12/18/2014

Current Firm

WELLSPRING ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLSPRING ADVISORS, INC.

TRUST BUT VERIFY

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