Matthew J. Kilway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew James Kilway, who also goes by Matthew J Kilway, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2013. Matthew had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2018 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 7, 2018 - January 11, 2021
TD AMERITRADE, INC.
August 7, 2018 - January 11, 2021
TD AMERITRADE, INC.
May 10, 2018 - July 12, 2018
KEY INVESTMENT SERVICES LLC
April 28, 2017 - March 7, 2018
SCOTTRADE INVESTMENT MANAGEMENT
April 27, 2017 - March 7, 2018
SCOTTRADE, INC.
April 24, 2014 - May 4, 2017
PNC WEALTH MANAGEMENT LLC
April 7, 2014 - May 4, 2017
PNC WEALTH MANAGEMENT LLC
March 18, 2013 - July 29, 2013
PNC WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
CRD#: 111514 / SEC#: 801-55501
Contact information
Regulatory assets under management
| Total Number of Accounts | 101,875 |
| AUM (Assets Under Management) | $ 15,827,987,428 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/17/2023 | ||
| 12/22/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
