Michael D. Hatem

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CRD#: 6156939

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael David Hatem, CFP® was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2013. Michael had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Past

September 17, 2019 - December 4, 2020

CITIZENS PRIVATE WEALTH

RIA

CRD#: 106743

Manchester, NH

Past

April 30, 2018 - January 8, 2020

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

MANCHESTER, NH

Past

April 30, 2018 - January 8, 2020

CITIZENS SECURITIES, INC.

CRD#: 39550

MANCHESTER, NH

Past

August 11, 2017 - April 13, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Hampstead, NH

Past

July 12, 2017 - April 13, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

Hampstead, NH

Past

April 24, 2015 - June 21, 2017

GRADIENT SECURITIES, LLC

CRD#: 127701

Hampstead, NH

Past

April 16, 2015 - June 21, 2017

GRADIENT SECURITIES, LLC

RIA

CRD#: 127701

Hampstead, NH

Past

December 10, 2013 - December 31, 2014

CORE GUIDANCE FINANCIAL SERVICES, LLC

RIA

CRD#: 168665

HAMPSTEAD, NH

Past

May 21, 2013 - December 18, 2013

TRUST ADVISORY GROUP LTD

RIA

CRD#: 106926

HAMPSTEAD, NH

Past

February 5, 2013 - December 18, 2013

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

HAMPSTEAD, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA

Registered Investment Advisory firm - (2/20/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/1/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2013

General Securities Representative Examination

Current Firm

CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA

Registered Investment Advisory firm - (2/20/1992 Approved)

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Contact information

Main Address

520 White Plains Road 3rd Floor, Tarrytown, NY 10591

Mailing Address

Phone number

(914) 846-0100

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	7,846
AUM (Assets Under Management)	$ 12,182,945,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
07/28/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael D. Hatem

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC

CORE GUIDANCE FINANCIAL SERVICES, LLC

TRUST ADVISORY GROUP LTD

AGES FINANCIAL SERVICES, LTD.

Primary Firm SEC Registration

CITIZENS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 3/1/2013

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2013

Current Firm

CITIZENS PRIVATE WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CITIZENS PRIVATE WEALTH

TRUST BUT VERIFY

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