DH
David B. Hicks
OAKMONT ADVISORY GROUP
Albuquerque, NM 87110-4939
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CRD#: 6156912
DH
Professional summary
David Bradford Hicks, who also goes by David Hicks, is a registered financial advisor currently at OAKMONT ADVISORY GROUP, LLC located in Albuquerque, New Mexico.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. David has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Hicks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) OAKMONT INSURANCE, LLC - INVESTMENT RELATED - ALBUQUERQUE, NM - INSURANCE - MARKETING DIRECTOR AND INSURANCE AGENT SINCE 08/2009. 100 HOURS A MONTH ALL DURING MARKET HOURS - SALE OF INSURANCE PRODUCTS AND SERVICES 2) LOWKEY HOLDINGS, LLC; INVESTMENT RELATED: NO; LOCATION: 2001 CARLISLE BLVD NE, ALBUQUERQUE, NM 87110; DESCRIPTION: REAL ESTATE HOLDING COMPANY.; POSITION TITLE: OWNER; RESPONSIBILITIES DUTIES: MANAGEMENT OF REAL ESTATE PROPERTY; START DATE: 2019-02-11; HOURS DEVOTED DURING TRADING HOURS: 2; HOURS DEVOTED OUTSIDE TRADING HOURS: 10. 3) OAK GROVE CLASSICAL ACADEMY; NOT INVESTMENT RELATED; LOCATION: 8888 HARPER RD NE ALBUQUERQUE NM 87111 USA; DESCRIPTION: OAK GROVE CLASSICAL ACADEMY, LOCATED IN ALBUQUERQUE, NM, IS A K-12 PRIVATE, CHRISTIAN SCHOOL THAT COMBINES CLASSICAL EDUCATION WITH A BIBLICAL WORLDVIEW. THE ACADEMY EMPHASIZES RIGOROUS ACADEMICS, CHARACTER DEVELOPMENT, AND CRITICAL THINKING TO EMPOWER STUDENTS FOR LIFELONG LEARNING AND SUCCESS.; POSITION TITLE: OAK GROVE CLASSICAL ACADEMY; RESPONSIBILITIES DUTIES: BOARD OF DIRECTORS MEMBER.; START DATE: 2023-01-01; HOURS PER MONTH DURING TRADING HOURS: 1; HOURS PER MONTH OUTSIDE TRADING HOURS: 6.
CRS (Client Relationship Summary) - RIA
Click below to view David Bradford Hicks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2013 - Present
OAKMONT ADVISORY GROUP, LLC
Office #1: 2001 Carlisle Blvd Ne Suite D, Albuquerque, NM 87110-4939RIA
CRD#: 158890
Albuquerque, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OAKMONT ADVISORY GROUP, LLC
HICKS ADVISORY GROUP, LLC | OAKMONT ADVISORY GROUP, LLC
CRD#: 158890 / SEC#: 801-128685
RIA
Registered Investment Advisory firm - (9/1/2023 Approved)New Mexico
Registered Investment Advisory firm - (9/21/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(1/22/2013)
Current Firm
OA
OAKMONT ADVISORY GROUP, LLC
HICKS ADVISORY GROUP, LLC | OAKMONT ADVISORY GROUP, LLC
CRD#: 158890 / SEC#: 801-128685
RIA
Registered Investment Advisory firm - (9/1/2023 Approved)New Mexico
Registered Investment Advisory firm - (9/21/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2001 Carlisle Blvd Ne Suite D, Albuquerque, NM 87110-4939
Mailing Address
Phone number
(505) 821-6966
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 491 |
| AUM (Assets Under Management) | $ 127,368,862 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OAKMONT ADVISORY GROUP, LLC
CRD#: 158890Albuquerque, NM 87110-4939TRUST BUT VERIFY
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