Tabitha A. Garreffa

ABG CONSULTANTS

Arlington, TX

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CRD#: 6156643

Professional summary

Tabitha Ann Garreffa is a registered financial advisor currently at ABG CONSULTANTS located in Arlington, Texas.

Tabitha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Tabitha has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Insurance sales; not investment related; 7607 Velvet Antler Trl, Arlington TX 76002; insurance sales; independent contractor; 5/31/2023; approx. 5 hours/month; insurance quotes and sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tabitha Ann Garreffa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2021 - Present

ABG CONSULTANTS

RIA

CRD#: 131129

Arlington, TX

Past

July 2, 2018 - November 4, 2021

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

DALLAS, TX

Past

May 24, 2017 - November 10, 2021

FLUENT FINANCIAL, LLC

RIA

CRD#: 170041

Dallas, TX

Past

May 19, 2017 - July 12, 2018

LPL FINANCIAL LLC

CRD#: 6413

DALLAS, TX

Past

December 15, 2015 - April 26, 2017

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

FORT WORTH, TX

Past

August 16, 2013 - December 15, 2015

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

IRVING, TX

Past

May 2, 2013 - April 20, 2017

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

IRVING, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ABG CONSULTANTS

ABG CONSULTANTS | ALLIANCE BENEFIT GROUP CONSULTANTS | ALLIANCE BENEFIT GROUP | ABG CONSULTANTS, LLC | ABG CONSULTANTS, LC

CRD#: 131129 / SEC#: 801-69619

RIA

Registered Investment Advisory firm - (10/2/2008 Approved)

Utah

Registered Investment Advisory firm - (12/31/2011 Failure to Renew)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/1/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2013

General Securities Representative Examination

Current Firm

ABG CONSULTANTS

ABG CONSULTANTS | ALLIANCE BENEFIT GROUP CONSULTANTS | ALLIANCE BENEFIT GROUP | ABG CONSULTANTS, LLC | ABG CONSULTANTS, LC

CRD#: 131129 / SEC#: 801-69619

RIA

Registered Investment Advisory firm - (10/2/2008 Approved)

Utah

Registered Investment Advisory firm - (12/31/2011 Failure to Renew)

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Contact information

Main Address

6975 Union Park Ctr Suite 644, Cottonwood Heights, UT 84047

Mailing Address

9450 Sw Gemini Drive Pmb 65198, Beaverton, OR 97008

Phone number

(801) 486-5069

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ABG CONSULTANTS, LC BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,898
AUM (Assets Under Management)	$ 576,333,108

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
12/05/2024	Cover Page	Report
12/07/2023	Cover Page	Report
02/13/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tabitha A. Garreffa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tabitha Ann Garreffa's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

FLUENT FINANCIAL, LLC

LPL FINANCIAL LLC

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

ABG CONSULTANTS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2013

Series 7TO

Date: 12/1/2022

SIE

Date: 10/1/2018

Series 7

Date: 5/1/2013

Current Firm

ABG CONSULTANTS

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ABG CONSULTANTS

TRUST BUT VERIFY

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