Samir Elway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samir Elway was a registered financial professional .
Samir is a previously registered financial professional and started their career in finance in 2013. Samir had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2016 - August 22, 2017
TD AMERITRADE, INC.
October 14, 2016 - August 22, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 26, 2014 - August 22, 2017
TD AMERITRADE, INC.
November 11, 2013 - March 31, 2014
WADDELL & REED
November 11, 2013 - March 31, 2014
WADDELL & REED
June 18, 2013 - October 31, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
May 3, 2013 - October 31, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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