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Mark Garrison Doyle

CRD# 6156351·Registered 2013 - 2013
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Garrison Doyle was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2013 - 2013. Mark had worked at 1 firm and has passed the Series 56 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

AVATAR SECURITIES, LLC·CRD# 147763
BD
New York, NY
January 31, 2013 - March 1, 2013

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Current Firm

AS
AVATAR SECURITIES, LLC

AVATAR SECURITIES, LLC

CRD#: 147763 / SEC#: 8-67932
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

148 Madison Ave 5th Floor, New York, NY 10016

Mailing Address

148 Madison Ave 5th Floor, New York, NY 10016

Phone Number

(212) 217-2800

Established

Delaware since 05/14/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AVATAR TRADING GROUP, LLCHOLDING CO.—
DEETER, MISHA BODHIMEMBER5132163
BROWSKI, ANDREW CHARLESCHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER5778834
HOLLAND, RAYMOND FCO-MANAGING MEMBER5509397
KATHWARI, OMAR FAROOQCO-MANAGING MEMBER5509343
SLOAN NOWAK, JACQUELINE LEEFINOP/PRINCIPAL FINANCIAL OFFICER2717305

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 56 — Proprietary Trader Qualification Examination

Passed Jan 2013

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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