Matthew R. Hodges

DREAMFIELD PLANNING GROUP

Braintree, MA 02184

Some features on this profile are disabled

CRD#: 6156305

Professional summary

Matthew Richard Hodges, CFP®, who also goes by Matt Hodges, is a registered financial advisor currently at DREAMFIELD PLANNING GROUP, LLC located in Braintree, Massachusetts.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Matthew has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Core Areas of Focus

High Net Worth Client Needs

Investment Advice with Ongoing Management

Retirement Planning & Distribution Rules

Biography

I began my career in the financial services industry nearly ten years ago. I hold a Bachelor of Arts in History from Hendrix College and a Master of Public Policy from Georgetown University. I am both a CERTIFIED FINANCIAL PLANNER™ and a CFA Charterholder, and also hold the Retirement Income Certified Professional and Wealth Management Certified Professional designations from the American College of Financial Services. 

I have lived for many years in Milton, Massachusetts with my wife Allie and our son Ben. In my spare time, I enjoy travel, reading, playing guitar, and taking long walks with the family dogs, Pedey and Louie.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Matt Hodges

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Richard Hodges's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

January 11, 2022 - Present

DREAMFIELD PLANNING GROUP, LLC

Office #1: 140 Wood Road Suite 400e, Braintree, MA 02184

RIA

CRD#: 316550

Braintree, MA

Past

June 16, 2015 - September 1, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

BOSTON, MA

Past

May 1, 2015 - September 1, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

BOSTON, MA

Past

March 4, 2013 - January 11, 2014

DELPHINUS FINANCIAL ADVISORS, LLC

RIA

CRD#: 152952

FOXBORO, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/11/2022)

IAR

Texas
(2/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/5/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/25/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2015

General Securities Representative Examination

Current Firm

DREAMFIELD PLANNING GROUP, LLC

CRD#: 316550 / SEC#:

Massachusetts

Registered Investment Advisory firm - (1/11/2022 Approved)

Texas

Registered Investment Advisory firm - (1/24/2022 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

140 Wood Road Suite 400e, Braintree, MA 02184

Mailing Address

Phone number

(617) 313-7545

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 4,877,481

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Martin Robbins

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Norwell, MA

Tamara Rose

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BOSTON, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew R. Hodges

Professional summary

Core Areas of Focus

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Richard Hodges's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

DELPHINUS FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/2015

Series 65

Date: 2/25/2013

SIE

Date: 10/1/2018

Series 7

Date: 5/1/2015

Current Firm

DREAMFIELD PLANNING GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DREAMFIELD PLANNING GROUP, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors