TD
Troy L. Davis
METLIFE INVESTORS DISTRIBUTION COMPANY
Irvine, CA 92614
Some features on this profile are disabled
CRD#: 6156188
TD
Professional summary
Troy Lee Davis, who also goes by Troy Davis, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in Irvine, California.
Troy is registered as a RR (Registered Representative) and started their career in finance in 2014. Troy has worked at 2 firms and has passed the Series 63, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Troy Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Troy Lee Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2021 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 5 Park Plaza Suite 1850, Irvine, CA 92614BD
CRD#: 107622
Irvine, CA
Past
May 22, 2014 - June 3, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
TEMPE, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/22/2021)
RR
Arizona(6/22/2021)
RR
California(5/25/2021)
RR
District of Columbia(6/22/2021)
RR
Florida(6/22/2021)
RR
Hawaii(6/22/2021)
RR
Iowa(6/22/2021)
RR
Minnesota(6/22/2021)
RR
Montana(6/22/2021)
RR
Nebraska(6/22/2021)
RR
Nevada(6/22/2021)
RR
New Hampshire(6/22/2021)
RR
New Mexico(6/22/2021)
RR
New York(6/22/2021)
RR
North Carolina(6/22/2021)
RR
North Dakota(6/22/2021)
RR
Oklahoma(6/22/2021)
RR
Oregon(6/22/2021)
RR
Rhode Island(6/22/2021)
RR
South Dakota(6/22/2021)
RR
Utah(6/22/2021)
RR
Vermont(6/22/2021)
RR
Washington(6/22/2021)
RR
Wyoming(6/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 3/23/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MI
METLIFE INVESTORS DISTRIBUTION COMPANY
AMERICAN DISTRIBUTORS, INC. | METLIFE INVESTORS DISTRIBUTION COMPANY | GENERAL AMERICAN DISTRIBUTORS, INC.
CRD#: 107622 / SEC#: , 8-53064
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 Park Avenue 4th Floor, New York City, NY 10166
Mailing Address
200 Park Avenue 4th Floor, New York City, NY 10166
Phone number
(973) 355-4954
Established
Missouri since 10/03/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
