Christy G. Matzen

SAPIENT CAPITAL LLC

New York, NY 10019

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CRD#: 6155768

Professional summary

Christy Gayl Matzen, CFP®, who also goes by Christy Gayl Melson, is a registered financial advisor currently at SAPIENT CAPITAL LLC located in New York, New York.

Christy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Christy has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christy Gayl Melson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christy Gayl Matzen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

August 6, 2024 - Present

SAPIENT CAPITAL LLC

Office #1: 650 5th Ave 2200, New York, NY, 10019

RIA

CRD#: 324899

New York, NY

Past

December 16, 2022 - July 29, 2024

NORTHSTAR INVESTMENT ADVISORY LLC

RIA

CRD#: 315965

New York, NY

Past

January 4, 2021 - August 12, 2021

GOLDMAN SACHS & CO. LLC

CRD#: 361

DALLAS, TX

Past

August 21, 2015 - August 12, 2021

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

DALLAS, TX

Past

February 21, 2015 - January 4, 2021

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

DALLAS, TX

Past

April 14, 2014 - December 3, 2014

VALMARK SECURITIES, INC.

CRD#: 31243

FORT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA

Registered Investment Advisory firm - (2/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/20/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/2014

General Securities Representative Examination

Current Firm

SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA

Registered Investment Advisory firm - (2/6/2023 Approved)

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Contact information

Main Address

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280

Mailing Address

Phone number

(317) 719-0157

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAPIENT CAPITAL DISCLOSURE BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts	5,947
AUM (Assets Under Management)	$ 11,439,805,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christy G. Matzen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christy Gayl Matzen's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHSTAR INVESTMENT ADVISORY LLC

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

VALMARK SECURITIES, INC.

Primary Firm SEC Registration

SAPIENT CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/20/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/14/2014

Current Firm

SAPIENT CAPITAL LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAPIENT CAPITAL LLC

TRUST BUT VERIFY

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