Joshua R. Volgarino

FARTHER

Marion, IA 52302

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CRD#: 6155692

Professional summary

Joshua Richard Volgarino, CFP®, who also goes by Josh Volgarino, is a registered financial advisor currently at FARTHER located in Marion, Iowa.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Joshua has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Volgarino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: VOLGARINO RENTAL LLC INVESTMENT RELATED: NO ADDRESS: DUBUQUE, IA 52003 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 11/2019 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BUY AND RENT OUT HOUSES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Richard Volgarino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

February 10, 2025 - Present

FARTHER

Office #1: 1375 7th Ave., Marion, IA 52302

RIA

CRD#: 302050

Marion, IA

Past

June 29, 2023 - February 11, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CEDAR RAPIDS, IA

Past

April 7, 2022 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

CEDAR RAPIDS, IA

Past

April 5, 2022 - February 11, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

CEDAR RAPIDS, IA

Past

March 3, 2022 - March 4, 2022

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

CEDAR RAPIDS, IA

Past

March 3, 2022 - February 11, 2025

CWM, LLC

RIA

CRD#: 155344

Cedar Rapids, IA

Past

March 3, 2022 - March 4, 2022

CETERA WEALTH SERVICES, LLC

CRD#: 13572

CEDAR RAPIDS, IA

Past

October 17, 2013 - March 29, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

DUBUQUE, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(2/10/2025)

IAR

Texas
(2/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/16/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/1/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/17/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

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Contact information

Main Address

345 California Street Suite 600, San Francisco, CA 94104

Mailing Address

Phone number

(628) 246-8004

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 (8/11/2025)

FORM ADV PART 2A (8/11/2025)

Regulatory assets under management

Total Number of Accounts	24,245
AUM (Assets Under Management)	$ 7,523,810,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua R. Volgarino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Richard Volgarino's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

CWM, LLC

CETERA WEALTH SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

FARTHER

State Registrations and Notice Filings

Exams

Series 63

Date: 1/16/2014

Series 7TO

Date: 2/1/2020

SIE

Date: 10/1/2018

Series 6

Date: 10/17/2013

Current Firm

FARTHER

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FARTHER

TRUST BUT VERIFY

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