ML
Michael S. Lefton
STARWOOD CAPITAL, L.L.C.
New York, NY 10014
Some features on this profile are disabled
CRD#: 6155580
ML
Professional summary
Michael Stewart Lefton is a registered financial professional currently at STARWOOD CAPITAL, L.L.C. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2013. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 82 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael Stewart Lefton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2017 - Present
STARWOOD CAPITAL, L.L.C.
Office #1: 40 10th Ave 8th Fl, New York, NY 10014BD
CRD#: 146057
New York, NY
Past
August 19, 2015 - April 26, 2017
YIELDSTREET MARKETS LLC
BD
CRD#: 172295
NEW YORK, NY
Past
February 15, 2013 - July 21, 2015
STARWOOD CAPITAL, L.L.C.
BD
CRD#: 146057
GREENWICH, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/8/2021)
RR
Alaska(2/8/2021)
RR
Arizona(2/8/2021)
RR
Arkansas(2/8/2021)
RR
California(5/9/2017)
RR
Colorado(5/9/2017)
RR
Connecticut(5/9/2017)
RR
Delaware(2/8/2021)
RR
District of Columbia(5/9/2017)
RR
Florida(5/9/2017)
RR
Georgia(5/9/2017)
RR
Hawaii(2/8/2021)
RR
Idaho(2/8/2021)
RR
Illinois(5/9/2017)
RR
Indiana(2/8/2021)
RR
Iowa(2/8/2021)
RR
Kansas(2/8/2021)
RR
Kentucky(2/8/2021)
RR
Louisiana(2/8/2021)
RR
Maine(2/8/2021)
RR
Maryland(2/8/2021)
RR
Massachusetts(5/9/2017)
RR
Michigan(5/9/2017)
RR
Minnesota(2/8/2021)
RR
Mississippi(2/8/2021)
RR
Missouri(5/9/2017)
RR
Montana(2/8/2021)
RR
Nebraska(2/8/2021)
RR
Nevada(5/9/2017)
RR
New Hampshire(2/8/2021)
RR
New Jersey(5/9/2017)
RR
New Mexico(2/8/2021)
RR
New York(5/9/2017)
RR
North Carolina(5/9/2017)
RR
North Dakota(2/8/2021)
RR
Ohio(5/10/2017)
RR
Oklahoma(2/8/2021)
RR
Oregon(2/8/2021)
RR
Pennsylvania(5/9/2017)
RR
Puerto Rico(2/8/2021)
RR
Rhode Island(5/9/2017)
RR
South Carolina(2/8/2021)
RR
South Dakota(5/9/2017)
RR
Tennessee(5/9/2017)
RR
Texas(5/9/2017)
RR
Utah(2/8/2021)
RR
Vermont(2/8/2021)
RR
Virgin Islands(2/8/2021)
RR
Virginia(2/8/2021)
RR
Washington(5/9/2017)
RR
West Virginia(2/8/2021)
RR
Wisconsin(2/8/2021)
RR
Wyoming(2/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
STARWOOD CAPITAL, L.L.C.
591 CAPITAL SECURITIES, L.L.C. | STARWOOD CAPITAL, L.L.C.
CRD#: 146057 / SEC#: , 8-67788
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
591 West Putnam Avenue, Greenwich, CT 06830
Mailing Address
591 West Putnam Avenue, Greenwich, CT 06830
Phone number
(203) 422-7775
Established
Delaware since 08/02/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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