Kathryn E. Florence
Professional summary
Kathryn Elizabeth Florence, who also goes by Katie Florence, is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in Denver, Colorado.
Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2013. Kathryn has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathryn Elizabeth Florence's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 6, 2021 - Present
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
Office #1: 1200 17th Street Suite #2900, Denver, CO 80202August 5, 2013 - March 29, 2016
CURIAN CAPITAL, LLC
March 18, 2013 - October 26, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2021)
(10/6/2021)
(9/14/2022)
(10/6/2021)
(9/14/2022)
(10/6/2021)
(9/14/2022)
Exams
FINRA
Current Firm
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
CRD#: 119546 / SEC#: , 8-65199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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