TD
Thomas A. Drexler
ALLIANCE FINANCIAL
CARLISLE, PA 17015
Some features on this profile are disabled
CRD#: 6155574
TD
Professional summary
Thomas Alan Drexler, who also goes by Thomas Alan Drexler Mr., Thomas Drexler, is a registered financial advisor currently at ALLIANCE FINANCIAL located in Carlisle, Pennsylvania and LPL FINANCIAL LLC located in Carlisle, Pennsylvania.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Thomas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Alan Drexler Mr. | Thomas Drexler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/14/2018 - Milton F Witehead, Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 1/10/2015 - 10 Hours Per Month/10 During Securities Trading - SALES & SERVICE OF FIXED INSURANCE PRODUCTS - Permanent and Term universal life, LTC. 2. 11/11/2019 - Alliance Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/07/2019 - 40 Hours Per Month During Securities Trading. 3. 6/10/2020 - Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/04/2020 - 160 Hours Per Month/7 Hours During Securities Trading. 4. 06/21/2022 - Alliance Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 05/18/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Alliance Financial, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/21/2022 - Alliance Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 05/18/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Alan Drexler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2022 - Present
ALLIANCE FINANCIAL
Office #1: 43a Brookwood Ave Suite 6, Carlisle, PA 17015RIA
CRD#: 319679
CARLISLE, PA
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: 43a Brookwood Ave Ste 6, Carlisle, PA 17015Office #2: 940 E Park Dr Ste 201 & 202, Harrisburg, PA 17111RIA
BD
CRD#: 6413
Carlisle, PA
Past
February 14, 2018 - October 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
READING, PA
Past
May 23, 2013 - February 14, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
WYOMISSING, PA
Past
April 12, 2013 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
WYOMISSING, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLIANCE FINANCIAL
ALLIANCE FINANCIAL | FOX FINANCIAL, INC. | FOX FINANCIAL, INC DBA ALLIANCE FINANCIAL
CRD#: 319679 / SEC#: 801-125698
RIA
Registered Investment Advisory firm - (5/18/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/15/2025)
RR
New Jersey(2/14/2018)
RR
New York(2/14/2018)
RR
Pennsylvania(2/14/2018)
IAR
Pennsylvania(5/23/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLIANCE FINANCIAL
ALLIANCE FINANCIAL | FOX FINANCIAL, INC. | FOX FINANCIAL, INC DBA ALLIANCE FINANCIAL
CRD#: 319679 / SEC#: 801-125698
RIA
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Contact information
Main Address
1105 Berkshire Blvd. Ste 120,, Wyomissing, PA 19610
Mailing Address
Phone number
(610) 376-5981
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 978 |
| AUM (Assets Under Management) | $ 254,749,672 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
