Thomas Alan Drexler
Professional Summary
Thomas Alan Drexler, who also goes by Thomas Alan Drexler Mr., Thomas Drexler, is a registered financial advisor currently at ALLIANCE FINANCIAL located in Carlisle, Pennsylvania and LPL FINANCIAL LLC located in Carlisle, Pennsylvania. Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Thomas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Alan Drexler, Thomas Alan Drexler Mr., Thomas Drexler
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHARLES SCHWAB & CO., INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHARLES SCHWAB & CO., INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHARLES SCHWAB & CO., INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHARLES SCHWAB & CO., INC.
Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHARLES SCHWAB & CO., INC.
Current Firm
ALLIANCE FINANCIAL | FOX FINANCIAL, INC. | FOX FINANCIAL, INC DBA ALLIANCE FINANCIAL
Contact Information
Main Address
1105 Berkshire Blvd. Ste 120,, Wyomissing, PA 19610Phone Number
(610) 376-5981# of Employees
6SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,006AUM (Assets Under Management)
$271,808,136Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHARLES SCHWAB & CO., INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
ALLIANCE FINANCIAL | FOX FINANCIAL, INC. | FOX FINANCIAL, INC DBA ALLIANCE FINANCIAL
State Registrations and Notice Filings
(4/15/2025)
(8/31/2026)
(9/8/2026)
(8/31/2026)
(9/8/2026)
(9/8/2026)
(2/14/2018)
(2/14/2018)
(7/30/2026)
(2/14/2018)
(5/23/2022)
(9/8/2026)
(8/31/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHARLES SCHWAB & CO., INC.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Alan Drexler's CRS (Customer Relationship Summary).
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
CHARLES SCHWAB & CO., INC.