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Hipolito G. Gamboa

Some features on this profile are disabled
CRD#: 6155095
HG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Hipolito Gerardo Gamboa was a registered financial professional .

Hipolito is a previously registered financial professional and started their career in finance in 2016. Hipolito had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MCCAW HILLS LLC Organization / Company Type * 2. Private ? If this affiliation is with a public company please enter the Symbol (Ticker) and exchange the company is listed on below: No If you selected "Other" in Organization/Company Type above, please explain below: Title / Role * Manager; no ownership ? Anticipated Compensation * 0.00 ? ? Currency USD ? Start / Anticipated Date * 12/9/2022 ? End / Anticipated Date ? Nature / Description of the business: * Sport Franchise on the Major League Rugby Your responsibilities / activities: * ill help with the administrative duties / paperwork Total hours per month devoted to other organization, entity or business during nonbusiness hours: * 2 to 5 Total hours per month devoted to other organization, entity or business during business / security trading hours: * 0 Is the business investment-related? * No ? Is this business in your coverage sector industry? * No ? Address of the other business: * 201 Crandon Blvd Miami, FL 33149 To the best of your knowledge, is there a brokerage account affiliated with the entity? * No ? If yes, can you effect any of the trading or transactions within the account? Have you been asked to take on this role in connection with your role at the Firm? * No ? If yes, please explain: Is the entity a client or potential client of the Firm or of an affiliated entity of the Firm? * No ? To the best of your knowledge, is the entity a vendor of the firm or of an affiliated entity of the firm? * No ? To the best of your knowledge, is the entity potentially a target, competitor, or affiliate of a Firm client or a client of affiliates of the Firm? * No

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 13, 2024 - December 13, 2024

BOLTON GLOBAL CAPITAL

BD
CRD#: 15650
MIAMI, FL
Past

May 24, 2023 - December 6, 2024

JEFFERIES INVESTMENT ADVISERS LLC

RIA
CRD#: 325421
Miami, FL
Past

September 27, 2017 - August 14, 2023

LEUCADIA ASSET MANAGEMENT LLC

RIA
CRD#: 121767
MIAMI, FL
Past

July 14, 2017 - December 6, 2024

JEFFERIES LLC

BD
CRD#: 2347
Miami, FL
Past

January 1, 2016 - July 20, 2017

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/26/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/29/2015
General Securities Representative Examination

Current Firm

BG
BOLTON GLOBAL CAPITAL
BOLTON GLOBAL CAPITAL | DELTA EQUITY SERVICES CORPORATION | CLARY FINANCIAL PLANNING SERVICES INC. | CLARY FINANCIAL PLANNING SERVICES

CRD#: 15650 / SEC#: , 8-33222

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-5361
Established
Massachusetts since 11/29/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GRENIER, RAYMOND GERARDCHAIRMAN OF THE BOARD1404159
BEALS, MATTHEW GEORGEPRESIDENT AND CHIEF OPERATING OFFICER5157251
CATALDO, JOHN GENNAROCHIEF ADMINISTRATIVE AND LEGAL OFFICER5707721
MAHLE, DAPHNE JANECHIEF COMPLIANCE OFFICER4367277
PRESKENIS, STEVEN CHRISTOPHERCHIEF EXECUTIVE OFFICER4410822
TARPEY, STEVEN RCHIEF FINANCIAL OFFICER6640625

Disclosures

Regulatory Event11
Arbitration3
Bond4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOLTON GLOBAL CAPITAL

CRD#: 15650

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