Peter S. Moulton

TWIN RIVERS WEALTH MANAGEMENT

Sacramento, CA 95815

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CRD#: 6154297

Professional summary

Peter Steven Moulton, CFP® is a registered financial advisor currently at TWIN RIVERS WEALTH MANAGEMENT located in Sacramento, California.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Peter has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

- Independent insurance agent for various independent insurance companies

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Steven Moulton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

October 11, 2019 - Present

TWIN RIVERS WEALTH MANAGEMENT

Office #1: 1783 Tribute Rd., Suite D, Sacramento, CA 95815

RIA

CRD#: 305773

Sacramento, CA

Past

March 17, 2014 - December 26, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

SACRAMENTO, CA

Past

March 17, 2014 - December 26, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SACRAMENTO, CA

Past

September 9, 2013 - December 12, 2013

SECURITIES AMERICA, INC.

CRD#: 10205

SACRAMENTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/11/2019)

IAR

Idaho
(7/7/2023)

IAR

Texas
(11/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/2013

General Securities Representative Examination

Current Firm

TWIN RIVERS WEALTH MANAGEMENT

SACRAMENTO 401(K) ADVISORS | TWIN RIVERS WEALTH MANAGEMENT LLC | TWIN RIVERS WEALTH MANAGEMENT

CRD#: 305773 / SEC#:

California

Registered Investment Advisory firm - (10/11/2019 Approved)

Idaho

Registered Investment Advisory firm - (7/7/2023 Approved)

Texas

Registered Investment Advisory firm - (11/23/2020 Conditional Restricted)

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Contact information

Main Address

1783 Tribute Rd., Suite D, Sacramento, CA 95815

Mailing Address

Phone number

(916) 545-2581

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	579
AUM (Assets Under Management)	$ 81,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter S. Moulton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Steven Moulton's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWIN RIVERS WEALTH MANAGEMENT

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/8/2013

Current Firm

TWIN RIVERS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TWIN RIVERS WEALTH MANAGEMENT

TRUST BUT VERIFY

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