Shawn L. Qian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Luxiang Qian was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 2014. Shawn had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 56 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2018 - December 6, 2018
CITADEL SECURITIES LLC
March 16, 2015 - June 19, 2017
VIRTU AMERICAS LLC
August 5, 2014 - March 9, 2015
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/19/2015
Limited Representative-Equity Trader ExamSeries 56
Date: 4/20/2015
Proprietary Trader Qualification ExaminationCurrent Firm
CITADEL SECURITIES LLC
CRD#: 116797 / SEC#: , 8-53574
Contact information
FINRA licenses (15 States and Territories)
Documents
Disclosures
| Regulatory Event | 75 |
| Arbitration | 1 |
Red Flags
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