Marlon Bedoya
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marlon Bedoya was a registered financial professional .
Marlon is a previously registered financial professional and started their career in finance in 2013. Marlon had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2017 - June 26, 2017
JOHN E. SESTINA AND COMPANY
January 7, 2015 - April 20, 2016
SWBC INVESTMENT COMPANY
January 7, 2015 - April 20, 2016
SWBC INVESTMENT SERVICES, LLC
November 11, 2014 - January 7, 2015
TD AMERITRADE, INC.
November 11, 2014 - January 7, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
November 11, 2014 - January 7, 2015
TD AMERITRADE, INC.
March 14, 2014 - September 4, 2014
BBVA SECURITIES INC.
April 19, 2013 - July 5, 2013
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
JOHN E. SESTINA AND COMPANY
CRD#: 108634 / SEC#: 801-44151
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHN E. SESTINA AND COMPANY
CRD#: 108634 / SEC#: 801-44151
Contact information
SEC notice filing (23 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,193 |
| AUM (Assets Under Management) | $ 743,960,329 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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