Jacob J. Walker

CX INSTITUTIONAL

Blue Ash, OH 45242

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CRD#: 6153558

Professional summary

Jacob Jeffrey Walker, CFP®, who also goes by Jacob Walker, is a registered financial advisor currently at CX INSTITUTIONAL, LLC located in Blue Ash, Ohio.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jacob has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Jacob Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 08/22/2022 - AirBNB - Investment Related - Home Based - Start Date - 08/20/2022 - 8 Hours Per Month/0 Hours During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Jeffrey Walker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

October 14, 2024 - Present

CX INSTITUTIONAL, LLC

Office #1: 4555 Lake Forest Dr. Suite 160, Blue Ash, OH 45242

RIA

CRD#: 292627

Blue Ash, OH

Past

April 1, 2022 - February 1, 2024

LPL FINANCIAL LLC

CRD#: 6413

CINCINNATI, OH

Past

February 7, 2022 - November 4, 2024

CLARIFY WEALTH MANAGEMENT

RIA

CRD#: 172355

CINCINNATI, OH

Past

January 20, 2021 - January 20, 2022

CABOT LODGE SECURITIES LLC

CRD#: 159712

DENVER, CO

Past

January 6, 2021 - January 19, 2022

APOLLON WEALTH MANAGEMENT, LLC

RIA

CRD#: 291902

Denver, CO

Past

July 30, 2019 - February 12, 2021

CASCADE FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 119030

DENVER, CO

Past

June 19, 2019 - December 31, 2020

CASCADE FINANCIAL MANAGEMENT, INC.

CRD#: 119030

DENVER, CO

Past

July 13, 2018 - August 28, 2018

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

June 29, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

GREENWOOD VILLAGE, CO

Past

November 13, 2015 - June 28, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

GREENWOOD VILLAGE, CO

Past

September 22, 2015 - August 28, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SAN DIEGO, CA

Past

March 2, 2015 - May 28, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CX INSTITUTIONAL, LLC

CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/5/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/1/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/2/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CX INSTITUTIONAL, LLC

CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC

CRD#: 292627 / SEC#: 801-112742

RIA

Registered Investment Advisory firm - (3/1/2018 Approved)

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Contact information

Main Address

200 East 7th Street, Auburn, IN 46706

Mailing Address

Phone number

(260) 927-1830

Established

Firm type

Fiscal year end

# of Employees

106

SEC notice filing (42 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (10/14/2025)

ADV PART 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	14,284
AUM (Assets Under Management)	$ 4,121,239,331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Jacob J. Walker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Jeffrey Walker's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

CLARIFY WEALTH MANAGEMENT

CABOT LODGE SECURITIES LLC

APOLLON WEALTH MANAGEMENT, LLC

CASCADE FINANCIAL MANAGEMENT, INC.

CASCADE FINANCIAL MANAGEMENT, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

CX INSTITUTIONAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/5/2015

Series 63

Date: 5/1/2015

SIE

Date: 8/28/2018

Series 7

Date: 9/22/2015

Series 6

Date: 3/2/2015

Current Firm

CX INSTITUTIONAL, LLC

Contact information

SEC notice filing (42 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CX INSTITUTIONAL, LLC

TRUST BUT VERIFY

Contact information

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