Jay V. Greenburg
LEFAVI WEALTH MANAGEMENT
Salt Lake City, UT 84109
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CRD#: 6153353
Professional summary
Jay Van Greenburg, CFP® is a registered financial advisor currently at LEFAVI WEALTH MANAGEMENT located in Salt Lake City, Utah and BRUCE A. LEFAVI SECURITIES, INC. located in Salt Lake City, Utah.
Jay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jay has worked at 6 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- Name: GLG Consultants - Non investment-related - Address: 60 E 42nd St 3rd Floor, New York, NY 10165 - Nature/Duties: Jay takes surveys about his job. These insights are gathered for use of other industry professionals. Jay has no responsibilities with GLG Consultants, is not required to preform any duties, and preforms work solely at his discretion by taking surveys. - Title/Relationship: Survey Submitter - Start Date: July 2019 - Approx Hours: 5 hours/year - Approx Hours During Trading Hours: 5 hours/year
CRS (Client Relationship Summary) - RIA
Click below to view Jay Van Greenburg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
January 23, 2024 - Present
LEFAVI WEALTH MANAGEMENT
Office #1: 2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109RIA
CRD#: 104961
Salt Lake City, UT
Current
June 4, 2018 - Present
BRUCE A. LEFAVI SECURITIES, INC.
Office #1: 2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109BD
CRD#: 10684
Salt Lake City, UT
Past
June 4, 2018 - December 31, 2023
LEFAVI WEALTH MANAGEMENT
RIA
CRD#: 104961
SALT LAKE CITY, UT
Past
October 31, 2017 - May 18, 2018
HARRISDIRECT LLC
RIA
CRD#: 42159
Sandy, UT
Past
October 31, 2017 - May 18, 2018
E*TRADE SECURITIES LLC
BD
CRD#: 29106
SANDY, UT
Past
February 28, 2013 - June 21, 2017
TD AMERITRADE, INC.
RIA
CRD#: 7870
Draper, UT
Past
February 28, 2013 - June 21, 2017
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
DRAPER, UT
Past
February 25, 2013 - June 21, 2017
TD AMERITRADE, INC.
BD
CRD#: 7870
DRAPER, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LEFAVI WEALTH MANAGEMENT
BRUCE A. LEFAVI ANNUITIES | LEFAVI WEALTH MANAGEMENT, INC. | LEFAVI WEALTH MANAGEMENT | LEFAVI FINANCIAL CENTER
CRD#: 104961 / SEC#: 801-73029
RIA
Registered Investment Advisory firm - (1/17/2012 Approved)District of Columbia
Registered Investment Advisory firm - (12/31/2004 Terminated)Florida
Registered Investment Advisory firm - (1/31/2013 Terminated)Idaho
Registered Investment Advisory firm - (12/31/2023 Terminated)Utah
Registered Investment Advisory firm - (1/31/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/4/2018)
RR
California(6/4/2018)
RR
Idaho(6/4/2018)
RR
Nevada(6/4/2018)
RR
Oregon(11/23/2018)
RR
Utah(6/5/2018)
IAR
Utah(1/23/2024)
RR
Washington(6/4/2018)
RR
Wisconsin(1/22/2020)
RR
Wyoming(6/4/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/5/2021
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LW
LEFAVI WEALTH MANAGEMENT
BRUCE A. LEFAVI ANNUITIES | LEFAVI WEALTH MANAGEMENT, INC. | LEFAVI WEALTH MANAGEMENT | LEFAVI FINANCIAL CENTER
CRD#: 104961 / SEC#: 801-73029
RIA
Registered Investment Advisory firm - (1/17/2012 Approved)District of Columbia
Registered Investment Advisory firm - (12/31/2004 Terminated)Florida
Registered Investment Advisory firm - (1/31/2013 Terminated)Idaho
Registered Investment Advisory firm - (12/31/2023 Terminated)Utah
Registered Investment Advisory firm - (1/31/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2323 Foothill Dr., Suite 100, Salt Lake City, UT 84109
Mailing Address
Phone number
(801) 486-9000
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,565 |
| AUM (Assets Under Management) | $ 438,841,383 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEFAVI WEALTH MANAGEMENT
CRD#: 104961Salt Lake City, UT 84109TRUST BUT VERIFY
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