Dominick J. Guiseppone-zucconi
Professional summary
Dominick James Guiseppone-zucconi, who also goes by Dominick J Zucconi, Dominick James Zucconi, is a registered financial advisor currently at HUB INVESTMENT PARTNERS, LLC located in Austin, Texas.
Dominick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Dominick has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dominick James Guiseppone-zucconi's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2024 - Present
HUB INVESTMENT PARTNERS, LLC
Office #1: 900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746October 20, 2017 - April 5, 2021
EQUITABLE ADVISORS, LLC
March 25, 2013 - July 26, 2013
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
HUB INVESTMENT PARTNERS, LLC
CRD#: 307956 / SEC#: 801-118346
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/27/2024)
Exams
Series 7TO
Date: 3/28/2024
General Securities Representative ExaminationCurrent Firm
HUB INVESTMENT PARTNERS, LLC
CRD#: 307956 / SEC#: 801-118346
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,633 |
| AUM (Assets Under Management) | $ 8,979,977,344 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 04/29/2025 | ||
| 01/29/2024 |
Red Flags
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