AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
Peter Brian Robinson

Peter Brian Robinson

CFP®
FIRST FINANCIAL ADVISORY SERVICES
WESTERLY, RI
·CRD# 6153017·13 years experience

Professional Summary

Peter Brian Robinson, CFP® is a registered financial advisor currently at FIRST FINANCIAL ADVISORY SERVICES INC located in Westerly, Rhode Island and CETERA ADVISORS LLC located in Westerly, Rhode Island. Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Peter has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

ML
Marc Lowe

IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

WATERFORD, CT · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

ML
Marc Lowe

IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

WATERFORD, CT · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

ML
Marc Lowe

IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

WATERFORD, CT · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

ML
Marc Lowe

IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

WATERFORD, CT · CRD#

Credentials

CFP®
Certified Financial PlannerSince 2020

Years of Experience

13 years in the financial services industry

Current & Past Employments

FIRST FINANCIAL ADVISORY SERVICES INC·CRD# 105031
RIA
85 Beach Street, Westerly, RI 02891
March 26, 2014 - Present
CETERA ADVISORS LLC·CRD# 10299
BD
85 Beach Street, Westerly, RI 02891
September 8, 2022 - Present
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
Westerly, RI
March 8, 2013 - September 8, 2022

Similar Advisors

ML
Marc Lowe

IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

WATERFORD, CT · CRD#

Current Firm

FF
FIRST FINANCIAL ADVISORY SERVICES INC

FAR FLUNG CHANGE | FIRST FINANCIAL ADVISORY SERVICES INC

CRD#: 105031 / SEC#: 801-20623
RIA
Registered Investment Advisory firm - SEC (1/24/1984 Approved)

Contact Information

Main Address

85 Beach Street, Westerly, RI 02891

Phone Number

(401) 596-0193

# of Employees

7

SEC notice filing (17 States and Territories)

Registered to provide investment advisory services in 17 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FFAS ADV PART 2A (4/21/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,071

AUM (Assets Under Management)

$278,038,908

Similar Advisors

ML
Marc Lowe

IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

WATERFORD, CT · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) PINE BOX ART; ARTIST/OWNER; START DATE 08/2023; 4 HOURS PER MONTH. 2.) MUSICIAN; OTHER; START DATE 08/01/2016; 8 HOURS PER MONTH. 3.) GERALDINE B. CUNNINGHAM AND DAVID J. CUNNINGHAM IRREVOCABLE TRUST; TRUSTEE; FIDUCIARY POSITION; START DATE 9/14/2017; 0 HOURS PER MONTH. 4) NAME OF OTHER BUSINESS: MYSTIC CHAMBER MUSIC SERIES; INVESTMENT RELATED: NO; ADDRESS: 10 NEW LONDON ROAD, MYSTIC, CT 06355; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROMOTE AND SUPPORT CONCERTS; 5) NAME OF OTHER BUSINESS: FIRST ALLIED SECURITIES, INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/1991, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6) NAME OF OTHER BUSINESS: WESTERLY LIBRARY BOARD OF TRUSTEES; INVESTMENT RELATED: NO; ADDRESS: 44 BROAD ST, WESTERLY, RI 02891; NATURE OF BUSINESS: BOARD; START DATE: 7/2019; POSITION/TITLE/RELATIONSHIP: FINANCE CHAIR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CHAIR MEETINGS ON THE FINANCE COMMITTEE, REVIEW MONTHLY INCOME AND EXPENSE CHARTS; 7) NAME OF OTHER BUSINESS: FIRST FINANCIAL ADVISORY SERVICES, LLC DBA FAR FLUNG CHANGE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL ORIENTATION; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: ORIENTATION CONSULTANT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: DELIVERY OF THE FINANCIAL ORIENTATION PROGRAM;

Similar Advisors

ML
Marc Lowe

IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

WATERFORD, CT · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FIRST FINANCIAL ADVISORY SERVICES INC

FAR FLUNG CHANGE | FIRST FINANCIAL ADVISORY SERVICES INC

CRD#: 105031 / SEC#: 801-20623
RIA
Registered Investment Advisory firm - SEC (1/24/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/10/2024)
RR
Colorado
(9/8/2022)
IAR
Connecticut
(3/26/2014)
RR
Connecticut
(9/8/2022)
RR
Florida
(8/21/2024)
RR
Louisiana
(9/8/2022)
RR
Maine
(9/8/2022)
RR
Maryland
(9/8/2022)
IAR
Massachusetts
(1/30/2017)
RR
Massachusetts
(9/8/2022)
RR
Michigan
(9/8/2022)
RR
New Hampshire
(9/8/2022)
RR
New York
(9/8/2022)
RR
North Carolina
(9/8/2022)
RR
Pennsylvania
(9/8/2022)
IAR
Rhode Island
(3/26/2014)
RR
Rhode Island
(9/8/2022)
IAR
Virginia
(1/26/2015)
RR
Virginia
(9/8/2022)
RR
Washington
(9/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2013About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2013About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

ML
Marc Lowe

IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

WATERFORD, CT · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Peter Brian Robinson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

ML
Marc Lowe

IN THE MONEY RETIREMENT PLANNING LIMITED LIABILITY COMPANY

WATERFORD, CT · CRD#
Peter Brian Robinson
Follow Peter
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required