Michael J. Ryan

WHELAN FINANCIAL

Fresno, CA 93711-5780

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CRD#: 6152734

Professional summary

Michael James Ryan V, CFP® is a registered financial advisor currently at WHELAN FINANCIAL located in Fresno, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Michael has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Ryan V's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

May 12, 2021 - Present

WHELAN FINANCIAL

Office #1: 7700 North Palm Ave. #201, Fresno, CA 93711-5780

RIA

CRD#: 107227

Fresno, CA

Past

July 18, 2018 - March 3, 2021

SIERRA ASSET MANAGEMENT

RIA

CRD#: 108685

OAKHURST, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHELAN FINANCIAL

WHELAN FINANCIAL | WHELAN VINCENT JOSEPH

CRD#: 107227 / SEC#: 801-40071

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/12/2021)

IAR

Texas
(4/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

WHELAN FINANCIAL

WHELAN FINANCIAL | WHELAN VINCENT JOSEPH

CRD#: 107227 / SEC#: 801-40071

RIA

Registered Investment Advisory firm - (10/28/1991 Approved)

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Contact information

Main Address

7700 North Palm Ave. #201, Fresno, CA 93711-5780

Mailing Address

Phone number

(559) 228-8002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (3/26/2025)

ADV SUPPLEMENTAL: VINCENT J. WHELAN, CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: PORTIA L. WHITE, CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: MICHAEL J. RYAN,V, CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: TAYLOR J. WHELAN CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: MICHAEL D. MANJARREZ (3/26/2025)

ADV SUPPLEMENTAL: LORI N. ONG, CFP(R) (3/26/2025)

ADV SUPPLEMENTAL: STEPHEN C. DETWEILER CFP(R) (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,581
AUM (Assets Under Management)	$ 674,632,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Ryan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael James Ryan V's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHELAN FINANCIAL

SIERRA ASSET MANAGEMENT

Primary Firm SEC Registration

WHELAN FINANCIAL

State Registrations and Notice Filings

Exams

Current Firm

WHELAN FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WHELAN FINANCIAL

TRUST BUT VERIFY

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