RB
Ryan Bailey
REDWOOD FINANCIAL NETWORK
Solon, OH 44139
Some features on this profile are disabled
CRD#: 6152398
RB
Professional summary
Ryan Bailey, who also goes by Ryan P Bailey, Ryan Peter Bailey, Ryan Bailey, is a registered financial advisor currently at REDWOOD FINANCIAL NETWORK located in Solon, Ohio and LPL FINANCIAL LLC located in Solon, Ohio.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan P Bailey | Ryan Peter Bailey | Ryan Bailey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)01/03/2022 - Redwood Financial Network Corporation - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Wealth Advisor - 150 hours per month. 2) 05/10/2022 - Redwood Financial Network Corp. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 01/03/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Redwood Financial Network Corp., an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial. 3) 05/13/2022 - Bailey Wealth Management LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/03/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Bailey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2022 - Present
REDWOOD FINANCIAL NETWORK
Office #1: 30285 Bruce Industrial Parkway Suite A, Solon, OH 44139RIA
CRD#: 157834
Solon, OH
Current
January 3, 2022 - Present
LPL FINANCIAL LLC
Office #1: 30285 Bruce Industrial Pwy #a, Solon, OH 44139RIA
BD
CRD#: 6413
SOLON, OH
Past
July 19, 2018 - January 4, 2022
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
CHAGRIN FALLS, OH
Past
July 19, 2018 - January 4, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CHAGRIN FALLS, OH
Past
January 12, 2017 - July 11, 2018
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
EUCLID, OH
Past
January 12, 2017 - July 11, 2018
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
EUCLID, OH
Past
May 5, 2016 - December 12, 2016
KEY INVESTMENT SERVICES LLC
RIA
CRD#: 136300
PAINESVILLE, OH
Past
February 11, 2016 - December 12, 2016
KEY INVESTMENT SERVICES LLC
BD
CRD#: 136300
PAINESVILLE, OH
Past
November 1, 2013 - February 16, 2016
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
EASTLAKE, OH
Past
April 1, 2013 - October 3, 2013
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
REDWOOD FINANCIAL NETWORK
REDWOOD FINANCIAL NETWORK | REDWOOD FINANCIAL NETWORK CORP.
CRD#: 157834 / SEC#: 801-79617
RIA
Registered Investment Advisory firm - (4/28/2014 Approved)Illinois
Registered Investment Advisory firm - (4/28/2014 Terminated)Ohio
Registered Investment Advisory firm - (5/16/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2022)
RR
Colorado(1/3/2022)
RR
Florida(1/3/2022)
IAR
Florida(2/17/2022)
RR
Georgia(1/3/2022)
RR
Illinois(1/3/2022)
RR
Massachusetts(1/3/2022)
RR
Michigan(1/3/2022)
RR
New Jersey(1/3/2022)
RR
North Carolina(1/3/2022)
RR
Ohio(1/3/2022)
IAR
Ohio(1/7/2022)
RR
Oregon(1/3/2022)
IAR
Oregon(2/17/2022)
RR
Pennsylvania(1/3/2022)
RR
South Carolina(1/3/2022)
RR
Texas(1/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RF
REDWOOD FINANCIAL NETWORK
REDWOOD FINANCIAL NETWORK | REDWOOD FINANCIAL NETWORK CORP.
CRD#: 157834 / SEC#: 801-79617
RIA
Registered Investment Advisory firm - (4/28/2014 Approved)Illinois
Registered Investment Advisory firm - (4/28/2014 Terminated)Ohio
Registered Investment Advisory firm - (5/16/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30285 Bruce Industrial Parkway Suite A, Solon, OH 44139
Mailing Address
Phone number
(440) 287-5020
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 968 |
| AUM (Assets Under Management) | $ 225,966,713 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
