Edwin E. Charles
Professional summary
Edwin Eric Charles is a registered financial professional currently at THE ROCKWELL FINANCIAL GROUP, INC. located in White Plains, New York.
Edwin is registered as a RR (Registered Representative) and started their career in finance in 2013. Edwin has worked at 1 firm and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edwin Eric Charles's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2013 - Present
THE ROCKWELL FINANCIAL GROUP, INC.
Office #1: 2 William Street, Suite # 403, White Plains, NY 10601State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2022)
(8/14/2013)
(2/4/2017)
(2/4/2017)
(1/19/2022)
(8/27/2013)
(8/27/2013)
(1/30/2014)
(1/10/2014)
(1/10/2014)
(2/4/2017)
(2/4/2017)
(2/4/2017)
(1/10/2014)
(1/10/2014)
(8/14/2013)
(2/6/2017)
(2/4/2017)
(1/19/2022)
(4/23/2014)
(2/4/2017)
Exams
Series 62
Date: 6/25/2013
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
THE ROCKWELL FINANCIAL GROUP, INC.
CRD#: 26153 / SEC#: , 8-42399
Contact information
FINRA licenses (25 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
