LA
Luiz David X. Azambuja
STONECREST ADVISORS
MIAMI, FL
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CRD#: 6151823
LA
Professional summary
Luiz David Xavier Azambuja, who also goes by Luiz David Xavier Azambuja Jr, is a registered financial advisor currently at STONECREST ADVISORS, INC. located in Miami, Florida and STONECREST CAPITAL MARKETS, INC. located in Austin, Texas.
Luiz David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Luiz David has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Luiz David Xavier Azambuja Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. STONECREST ADVISORS, INC.; INVESTMENT RELATED; 300 W 6TH STREET, SUITE 1520 AUSTIN, TX 78701; INVESTMENT ADVISOR; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 10/18/2024; 160/MONTH DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Luiz David Xavier Azambuja's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2025 - Present
STONECREST ADVISORS, INC.
RIA
CRD#: 142095
MIAMI, FL
Current
October 23, 2024 - Present
STONECREST CAPITAL MARKETS, INC.
Office #1: 300 W. 6th Street Suite 1550, Austin, TX 78701BD
CRD#: 39616
AUSTIN, TX
Past
March 27, 2018 - October 1, 2024
INSIGNEO ADVISORY SERVICES, LLC
RIA
CRD#: 282589
MIAMI, FL
Past
February 13, 2018 - October 1, 2024
INSIGNEO SECURITIES, LLC
BD
CRD#: 29249
MIAMI, FL
Past
August 4, 2017 - February 12, 2018
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
RIA
CRD#: 131631
Miami, FL
Past
June 7, 2017 - February 13, 2018
KOVACK SECURITIES INC.
BD
CRD#: 44848
Miami, FL
Past
January 29, 2014 - June 28, 2017
RIWM, LLC
RIA
CRD#: 160536
CORAL GABLES, FL
Past
February 4, 2013 - June 8, 2017
CAPITAL GUARDIAN, LLC
BD
CRD#: 137919
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STONECREST ADVISORS, INC.
ASHTON STEWART WEALTH MANAGEMENT INC. | STONECREST PARTNERS | STONECREST ADVISORS, INC. | SCHILD INVESTMENT ADVISORS, INC. | REDWINE & COMPANY INC | BHS ADVISORY GROUP INC.
CRD#: 142095 / SEC#: 801-128386
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (6/7/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (8/7/2023 Terminated)Florida
Registered Investment Advisory firm - (8/7/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New York
Registered Investment Advisory firm - (8/7/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/7/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/23/2024)
IAR
Florida(1/10/2025)
RR
Virgin Islands(10/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STONECREST ADVISORS, INC.
ASHTON STEWART WEALTH MANAGEMENT INC. | STONECREST PARTNERS | STONECREST ADVISORS, INC. | SCHILD INVESTMENT ADVISORS, INC. | REDWINE & COMPANY INC | BHS ADVISORY GROUP INC.
CRD#: 142095 / SEC#: 801-128386
RIA
Registered Investment Advisory firm - (7/21/2023 Approved)California
Registered Investment Advisory firm - (6/7/2019 Terminated)District of Columbia
Registered Investment Advisory firm - (8/7/2023 Terminated)Florida
Registered Investment Advisory firm - (8/7/2023 Terminated)New Jersey
Registered Investment Advisory firm - (8/10/2023 Terminated)New York
Registered Investment Advisory firm - (8/7/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/7/2023 Terminated)Puerto Rico
Registered Investment Advisory firm - (8/7/2023 Terminated)Texas
Registered Investment Advisory firm - (8/7/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 West 6th Street Suite 1550, Austin, TX 78701-4666
Mailing Address
Phone number
(866) 342-1069
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 383 |
| AUM (Assets Under Management) | $ 155,297,658 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
