Connie J. Carrier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Connie Jannelle Carrier, who also goes by Jann Carrier, was a registered financial professional .
Connie is a previously registered financial professional and started their career in finance in 2015. Connie had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2020 - May 4, 2021
JENKINS WEALTH
March 16, 2020 - October 5, 2020
BROOKSTONE WEALTH ADVISORS, LLC
January 10, 2019 - March 10, 2020
AVANTAX ADVISORY SERVICES
December 21, 2018 - March 10, 2020
AVANTAX INVESTMENT SERVICES, INC.
December 28, 2015 - December 21, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 29, 2015 - December 21, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JENKINS WEALTH
CRD#: 153241 / SEC#: 801-110540
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,615 |
| AUM (Assets Under Management) | $ 313,283,314 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
