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SW

Stephanie L. West

TRUEDGE ASSET MANAGEMENT
INDIANAPOLIS, IN 46240
Some features on this profile are disabled
CRD#: 6151646
SW

Professional summary

Stephanie Lynn West, who also goes by Stephanie Lynn Smith, Stephanie Lynn West, is a registered financial advisor currently at TRUEDGE ASSET MANAGEMENT LLC located in Indianapolis, Indiana.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Stephanie has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stephanie Lynn Smith | Stephanie Lynn West

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Lynn West's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2024 - Present

TRUEDGE ASSET MANAGEMENT LLC

Office #1: 9000 Keystone Crossing 7th Floor, Indianapolis, IN 46240
RIA
CRD#: 323442
INDIANAPOLIS, IN
Past

June 10, 2025 - February 26, 2026

BLUE DIAMOND SECURITIES OF AMERICA LLC

BD
CRD#: 158821
NEW YORK, NY
Past

September 5, 2023 - July 8, 2025

ALPHA BETA GAMMA WEALTH MANAGEMENT

RIA
CRD#: 286579
Indianapolis, IN
Past

July 10, 2023 - May 28, 2024

IGM BROKERAGE

BD
CRD#: 310654
RALEIGH, NC
Past

November 1, 2022 - July 10, 2023

BLUE DIAMOND SECURITIES OF AMERICA LLC

BD
CRD#: 158821
New York, NY
Past

September 13, 2022 - November 25, 2022

IGM BROKERAGE

BD
CRD#: 310654
RALEIGH, NC
Past

March 29, 2022 - October 31, 2022

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
Carmel, IN
Past

July 5, 2017 - October 2, 2019

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
INDIANAPOLIS, IN
Past

February 28, 2017 - April 4, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
INDIANAPOLIS, IN
Past

June 28, 2013 - February 28, 2017

CITY SECURITIES CORPORATION

BD
CRD#: 1459
INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUEDGE ASSET MANAGEMENT LLC
TRUEDGE ASSET MANAGEMENT LLC

CRD#: 323442 / SEC#: 801-127556

RIA
Registered Investment Advisory firm - (3/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(11/13/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/19/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/22/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/27/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/16/2022
General Securities Principal Examination

Current Firm

TA
TRUEDGE ASSET MANAGEMENT LLC
TRUEDGE ASSET MANAGEMENT LLC

CRD#: 323442 / SEC#: 801-127556

RIA
Registered Investment Advisory firm - (3/31/2023 Approved)
PREMIUM
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Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9000 Keystone Crossing 7th Floor, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 581-4010
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRUEDGE ADV2A DISCLOSURE BROCHURE (5/30/2025)

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 306,351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUEDGE ASSET MANAGEMENT LLC

CRD#: 323442Indianapolis, IN 46240

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