AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SW

Stephanie L. West

TRUEDGE ASSET MANAGEMENT LLC
INDIANAPOLIS, IN 46240
Some features on this profile are disabled
CRD#: 6151646
SW

Professional summary

Stephanie Lynn West, who also goes by Stephanie Lynn Smith, Stephanie Lynn West, is a registered financial advisor currently at TRUEDGE ASSET MANAGEMENT LLC located in Indianapolis, Indiana and BLUE DIAMOND SECURITIES OF AMERICA LLC located in Woodside, New York.

Stephanie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Stephanie has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Stephanie Lynn Smith | Stephanie Lynn West

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Senior Consultant with Bristal Lane Group, LLC. Operational and compliance Support for the financial Services industry in Indianapolis, IN.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Lynn West's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 13, 2024 - Present

TRUEDGE ASSET MANAGEMENT LLC

Office #1: 9000 Keystone Crossing 7th Floor, Indianapolis, IN 46240
RIA
CRD#: 323442
INDIANAPOLIS, IN
Current

June 10, 2025 - Present

BLUE DIAMOND SECURITIES OF AMERICA LLC

Office #1: 60-20 Woodside Ave Suite 204, Woodside, NY 11377
BD
CRD#: 158821
WOODSIDE, NY
Past

September 5, 2023 - July 8, 2025

ALPHA BETA GAMMA WEALTH MANAGEMENT

RIA
CRD#: 286579
Indianapolis, IN
Past

July 10, 2023 - May 28, 2024

IGM BROKERAGE

BD
CRD#: 310654
RALEIGH, NC
Past

November 1, 2022 - July 10, 2023

BLUE DIAMOND SECURITIES OF AMERICA LLC

BD
CRD#: 158821
New York, NY
Past

September 13, 2022 - November 25, 2022

IGM BROKERAGE

BD
CRD#: 310654
RALEIGH, NC
Past

March 29, 2022 - October 31, 2022

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
Carmel, IN
Past

July 5, 2017 - October 2, 2019

SANCTUARY SECURITIES, INC.

BD
CRD#: 205
INDIANAPOLIS, IN
Past

February 28, 2017 - April 4, 2017

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
INDIANAPOLIS, IN
Past

June 28, 2013 - February 28, 2017

CITY SECURITIES CORPORATION

BD
CRD#: 1459
INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUEDGE ASSET MANAGEMENT LLC
TRUEDGE ASSET MANAGEMENT LLC

CRD#: 323442 / SEC#: 801-127556

RIA
Registered Investment Advisory firm - (3/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Indiana
(11/13/2024)
RR
Indiana
(6/12/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/19/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/22/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/27/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/16/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

TA
TRUEDGE ASSET MANAGEMENT LLC
TRUEDGE ASSET MANAGEMENT LLC

CRD#: 323442 / SEC#: 801-127556

RIA
Registered Investment Advisory firm - (3/31/2023 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9000 Keystone Crossing 7th Floor, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 581-4010
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRUEDGE ADV2A DISCLOSURE BROCHURE (5/30/2025)

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 306,351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUEDGE ASSET MANAGEMENT LLC

CRD#: 323442Indianapolis, IN 46240

TRUST BUT VERIFY

Monitor Stephanie West

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

John Christopher Cooke
John CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
Brian Forrest Cooke
Brian CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
Tammy Kay Williams
Tammy WilliamsAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics