Peter B. Yao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Boyuan Yao was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2013. Peter had worked at 3 firms and has passed the Series 57TO, SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2017 - September 30, 2021
SUSQUEHANNA FINANCIAL GROUP, LLLP
June 24, 2013 - January 22, 2015
SUSQUEHANNA INVESTMENT GROUP
January 14, 2013 - March 27, 2023
SUSQUEHANNA SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 1/11/2013
Proprietary Trader Qualification ExaminationCurrent Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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